PT
Peter C. Thoms
ORION CAPITAL MANAGEMENT LLC
CORONADO, CA 92118
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CRD#: 4527390
PT
Professional summary
Peter Christopher Thoms is a registered financial advisor currently at ORION CAPITAL MANAGEMENT LLC located in Coronado, California.
Peter is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Peter has worked at 1 firm .
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
None
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
CRS (Client Relationship Summary) - RIA
Click below to view Peter Christopher Thoms's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
June 6, 2002 - Present
ORION CAPITAL MANAGEMENT LLC
Office #1: 1330 Orange Avenue Suite 324, Coronado, CA 92118RIA
CRD#: 119428
CORONADO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ORION CAPITAL MANAGEMENT LLC
AFRICA CAPITAL GROUP | ORION CAPITAL MANAGEMENT LLC | ORION ASSET MANAGEMENT LLC
CRD#: 119428 / SEC#: 801-119207
RIA
Registered Investment Advisory firm - (7/31/2020 Approved)California
Registered Investment Advisory firm - (1/8/2021 Terminated)Louisiana
Registered Investment Advisory firm - (1/3/2018 Terminated)Texas
Registered Investment Advisory firm - (12/9/2020 Terminated)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
California(6/6/2002)
IAR
Texas(3/3/2009)
Exams
Current Firm
ORION CAPITAL MANAGEMENT LLC
AFRICA CAPITAL GROUP | ORION CAPITAL MANAGEMENT LLC | ORION ASSET MANAGEMENT LLC
CRD#: 119428 / SEC#: 801-119207
RIA
Registered Investment Advisory firm - (7/31/2020 Approved)California
Registered Investment Advisory firm - (1/8/2021 Terminated)Louisiana
Registered Investment Advisory firm - (1/3/2018 Terminated)Texas
Registered Investment Advisory firm - (12/9/2020 Terminated)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1330 Orange Avenue, Suite 302, Coronado, CA 92118
Mailing Address
Phone number
(619) 319-0520
Established
Firm type
Fiscal year end
# of Employees
4
SEC notice filing (3 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 450 |
| AUM (Assets Under Management) | $ 256,676,559 |
Red Flags
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