Levon M. Terry
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Levon M Terry, who also goes by Levon Michael Terry Mr., was a registered financial professional .
Levon is a previously registered financial professional and started their career in finance in 2002. Levon had worked at 3 firms and has passed the Series 63, Series 66 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
June 18, 2014 - January 13, 2017
PERSONAL CAPITAL ADVISORS CORPORATION
August 26, 2010 - May 5, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
August 10, 2010 - May 5, 2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
July 11, 2002 - August 12, 2009
EUBEL BRADY & SUTTMAN
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
PERSONAL CAPITAL ADVISORS CORPORATION
CRD#: 155172 / SEC#: 801-72613
Contact information
Documents
Regulatory assets under management
| Total Number of Accounts | 104,861 |
| AUM (Assets Under Management) | $ 23,087,723,467 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
