Shawn Patrick O'shaughnessy
Professional Summary
Shawn Patrick O'shaughnessy, who also goes by Shawn Patrick Oshaughnessy, Shawn Oshaughnessy, is a registered financial advisor currently at LODAS SECURITIES, LLC located in St Louis, Missouri. Shawn is registered as a RR (Registered Representative) and started their career in finance in 2002. Shawn has worked at 7 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
Shawn Patrick Oshaughnessy, Shawn Oshaughnessy
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.
Disclosures on record.
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Years of Experience
24 years in the financial services industry
Current & Past Employments
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Current Firm
LODAS SECURITIES, LLC | REALX SECURITIES, LLC | REALTO SECURITIES, LLC
Contact Information
Main Address
5800 Foxridge Drive Suite 306, Mission, KS 66202Mailing Address
5800 Foxridge Drive Suite 306, Mission, KS 66202Phone Number
(913) 204-0053Established
Kansas since 01/15/2021Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (53 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Direct owners and executive officers
Disclosures
Regulatory Event
1Similar Advisors
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(3/5/2024)
(3/5/2024)
(5/16/2023)
(3/5/2024)
(5/16/2023)
(3/5/2024)
(6/14/2024)
(6/16/2023)
(3/5/2024)
(5/16/2023)
(3/5/2024)
(1/2/2025)
(1/2/2025)
(5/26/2023)
(10/5/2022)
(2/7/2024)
(4/27/2022)
(3/5/2024)
(3/5/2024)
(1/2/2025)
(6/16/2023)
(3/5/2024)
(3/5/2024)
(3/5/2024)
(1/2/2025)
(5/16/2023)
(1/2/2025)
(6/14/2024)
(2/7/2024)
(6/14/2024)
(3/5/2024)
(6/14/2024)
(3/5/2024)
(3/5/2024)
(6/14/2024)
(6/15/2024)
(1/2/2025)
(6/14/2024)
(3/5/2024)
(1/5/2026)
(1/2/2025)
(3/5/2024)
(3/5/2024)
(3/5/2024)
(10/3/2022)
(3/5/2024)
(6/14/2024)
(1/5/2026)
(3/5/2024)
(3/5/2024)
(1/2/2025)
(6/14/2024)
(1/2/2025)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Shawn Patrick O'shaughnessy's CRS (Customer Relationship Summary).
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