Niki R. Gray
ALLSTATE FINANCIAL ADVISORS
Yardley, PA 19067-5526
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CRD#: 4526604
Professional summary
Niki Renee Gray, CFP®, who also goes by Niki Rhoderick Gray, Niki Renee Rhoderick, is a registered financial advisor currently at ALLSTATE FINANCIAL ADVISORS, LLC located in Yardley, Pennsylvania and ALLSTATE FINANCIAL SERVICES, LLC located in Yardley, Pennsylvania.
Niki is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Niki has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Niki Rhoderick Gray | Niki Renee Rhoderick
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
MAGELLAN FEDERAL POSITION: Personal Financial Counselor NATURE: Magellan Federal is an industry leader in military and family support. Our company's reputation is based on providing top quality service with exceptional, dedicated employees. This approach has earned client confidence and repeat business from satisfied customers. Magellan employees support clients worldwide in behavioral health, military family resiliency, work-life education programs, and related services. We seek individuals with strong passion for what we do and our commitment to quality service. INVESTMENT RELATED: No NUMBER OF HOURS: 4 SECURITIES TRADING HOURS: 4 START DATE: 06/01/2020 ADDRESS: 229 Tournament Cir, North East MD 21901, United States DESCRIPTION: Service Members and their families will require financial counseling and education to assist with establishing a basic level of financial literacy, good financial behavior and habits, long term financial planning to include retirement planning. Identifying immediate and long range measures to increase income, reduce household expenditures, and avoid additional financial burdens.Personal budget/financial planning to reduce, eliminate, and avoid debt and to achieve solvency and stability.Teaching Service members (and their families) money management techniques to encourage them to live within their means.Understanding credit, finance charges, interest rates and the implications of only paying the minimum amount each month.Educating military families on the importance of maintaining excellent credit histories and ratings.Educating and counseling Service Members - about their military retirement systems and providing financial models to assist them in establishing a comprehensive retirement plan.Teaching Service Members and their families how to save for emergencies, unanticipated contingencies, and both short and long-term goals.
CRS (Client Relationship Summary) - RIA
Click below to view Niki Renee Gray's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2007
Experience
Current
March 15, 2019 - Present
ALLSTATE FINANCIAL ADVISORS, LLC
Office #1: 405 Floral Vale Blvd, Yardley, PA 19067-5526RIA
CRD#: 109524
Yardley, PA
Current
March 13, 2019 - Present
ALLSTATE FINANCIAL SERVICES, LLC
Office #1: 405 Floral Vale Blvd, Yardley, PA 19067-5526BD
CRD#: 18272
Yardley, PA
Past
April 25, 2017 - November 16, 2018
RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC
RIA
CRD#: 149018
CHESTERTOWN, MD
Past
April 17, 2017 - November 16, 2018
RAYMOND JAMES FINANCIAL SERVICES, INC.
BD
CRD#: 6694
CHESTERTOWN, MD
Past
October 29, 2002 - April 12, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
DOVER, DE
Past
June 26, 2002 - April 12, 2017
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
DOVER, DE
Past
May 8, 2002 - June 7, 2002
QUICK & REILLY, INC.
BD
CRD#: 11217
NEW YORK, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
RIA
Registered Investment Advisory firm - (11/21/2007 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(3/14/2019)
RR
California(3/13/2019)
RR
Delaware(1/28/2025)
RR
Florida(6/7/2019)
RR
Maryland(3/14/2019)
IAR
Maryland(11/2/2023)
RR
Pennsylvania(8/15/2019)
RR
Virginia(3/14/2019)
RR
West Virginia(6/26/2024)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC
CRD#: 109524 / SEC#: 801-68510
RIA
Registered Investment Advisory firm - (11/21/2007 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Mailing Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Phone number
(877) 232-2142
Established
Firm type
Fiscal year end
# of Employees
337
SEC notice filing (49 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 280 |
| AUM (Assets Under Management) | $ 82,015,793 |
Red Flags
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