WD
Wade A. Davis
CAMBRIDGE INVESTMENT RESEARCH ADVISORS
Battle Ground, WA
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CRD#: 4526514
WD
Professional summary
Wade A Davis, who also goes by Wade A. Davis, Wade A Yavis, is a registered financial advisor currently at CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. located in Battle Ground, Washington and CAMBRIDGE INVESTMENT RESEARCH, INC. located in Minneapolis, Minnesota.
Wade is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Wade has worked at 6 firms and has passed the Series 66, SIE, Series 7 and Series 24 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Wade A. Davis | Wade A Yavis
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1.CIRA, 1776 PLEASANT PLAIN RD, FAIRFIELD, IA, AS ADVISORY REP OF A RIA. INV REL - 20/WK - 20/TRADING. SEE EMPLOYMENT HISTORY FOR START DATE. 2. DAVIS GLOBAL WEALTH MANAGEMENT, 1321 OFFICERS ROW STE B, VANCOUVER, WA, 01/2018. INDEPENDENT INSURANCE AGENT FOR VARIOUS INDEPENDENT INSURANCE COMPANIES. INV REL-2/WK-2/TRADING. 3. DAVIS GLOBAL WEALTH MANAGEMENT, 1321 OFFICERS ROW STE B, VANCOUVER, WA, 01/2018. OWNER,FINANCIAL PROFESSIONAL UTILIZING DBA NAME. INV REL-40/WK-6/TRADING. 4. WITS FINANCIAL, 1153 16th Ave SE, Minneapolis MN 55414, United States, 09/01/2025, Owner, DBA Name, NIR, 40 HR/MO - 20 HR/MO TRADING
CRS (Client Relationship Summary) - RIA
Click below to view Wade A Davis's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
January 2, 2018 - Present
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
Office #2: 1153 16th Sve Se, Minneapolis, MN 55414Office #3: 1321 Officers Row, Ste B, Vancouver, WA 98661RIA
CRD#: 134139
Battle Ground, WA
Current
January 2, 2018 - Present
CAMBRIDGE INVESTMENT RESEARCH, INC.
Office #1: 1153 16th Sve Se, Minneapolis, MN 55414Office #2: 1321 Officers Row, Ste B, Vancouver, WA 98661BD
CRD#: 39543
Minneapolis, MN
Past
December 8, 2014 - December 31, 2017
FINANCIAL ADVOCATES INVESTMENT MANAGEMENT
RIA
CRD#: 151298
STANWOOD, WA
Past
October 30, 2009 - October 28, 2015
LPL FINANCIAL LLC
RIA
CRD#: 6413
VANCOUVER, WA
Past
October 30, 2009 - December 31, 2017
LPL FINANCIAL LLC
BD
CRD#: 6413
VANCOUVER, WA
Past
February 6, 2006 - November 3, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BD
CRD#: 7691
EVERETT, WA
Past
January 24, 2006 - November 3, 2009
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
RIA
CRD#: 7691
EVERETT, WA
Past
June 21, 2002 - February 24, 2004
UBS FINANCIAL SERVICES INC.
RIA
CRD#: 8174
GRAND FORKS, ND
Past
June 11, 2002 - February 24, 2004
UBS FINANCIAL SERVICES INC.
BD
CRD#: 8174
WEEHAWKEN, NJ
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
Registered Investment Advisory firm - (2/3/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Arizona(1/2/2018)
RR
Florida(1/2/2018)
RR
Hawaii(5/31/2024)
RR
Idaho(1/2/2018)
RR
Michigan(1/2/2018)
RR
Minnesota(1/2/2018)
IAR
Minnesota(10/23/2025)
RR
Nevada(1/4/2021)
RR
Oregon(1/2/2018)
RR
South Dakota(1/3/2022)
RR
Washington(1/2/2018)
IAR
Washington(1/2/2018)
RR
Wisconsin(1/2/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC.
AXIOM WEALTH PARTNERS | WITS FINANCIAL | WHITE & ASSOCIATES | THE AMERIFLEX GROUP (TAG) | TAG WEALTH | TAG ADVISORS | TAG | SUNRIZE RETIREMENT & FINANCIAL SERVICES | SUMMIT FINANCIAL SOLUTIONS | SUMMIT FINANCIAL & INSURANCE SERVICES LLC | SUMMIT FINANCIAL & INSURANCE SERVICES | STATELINE WEALTH ADVISORS | RIPCORD WEALTH | RIPCORD PARTNERS | PREFERRED PARTNERS | PIVOTAL FINANCIAL ADVISORS LLC | PARTNERS IN PLANNING, LLC | PARAGON FINANCIAL, LLC | JORDAN CREEK FINANCIAL SOLUTIONS | GATEWAY NW WEALTH ADVISORS | GATEWAY FINANCIAL SERVICES, INC | GATEWAY FINANCIAL ADVISORS, LLC | GATEWAY FINANCIAL ADVISORS | FINANCIAL INDEPENDENCE WEALTH MANAGEMENT, LLC | DUNCAN FINANCIAL GROUP, INC | DUNCAN FINANCIAL GROUP LLC | DUNCAN FINANCIAL GROUP | DUNCAN ADVISOR RESOURCES | CORE NORTH CAPITAL PLANNING | CANTELLA CAPITAL GROUP LLC | CANTELLA | CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. | CAMBRIDGE | AXIOM WEALTH PARTNERS, LLC
CRD#: 134139 / SEC#: 801-63930
RIA
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Contact information
Main Address
1776 Pleasant Plain Rd., Fairfield, IA 52556-8757
Mailing Address
Phone number
(641) 472-5100
Established
Firm type
Fiscal year end
# of Employees
3,361
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 438,414 |
| AUM (Assets Under Management) | $ 102,413,096,032 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 12/09/2024 | ||
| 04/29/2024 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
