Rocco S. Strazzella
Professional summary
Rocco Steven Strazzella is a registered financial professional currently at CLEAR STREET LLC located in New York, New York.
Rocco is registered as a RR (Registered Representative) and started their career in finance in 2002. Rocco has worked at 10 firms and has passed the Series 63, Series 57TO, SIE, Series 25, Series 55, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Rocco Steven Strazzella's CRS (Customer Relationship Summary).
Certified licenses
Experience
December 16, 2025 - Present
CLEAR STREET LLC
Office #1: 4 World Trade Center 150 Greenwich Street 45th Floor, New York, NY, 10007December 12, 2024 - March 17, 2026
HEIGHT CAPITAL MARKETS
February 18, 2020 - November 4, 2024
MACRO RISK ADVISORS LLC
August 10, 2015 - January 17, 2020
CANACCORD GENUITY LLC
July 15, 2014 - September 2, 2015
BNP PARIBAS SECURITIES CORP.
May 6, 2013 - July 14, 2014
NATALLIANCE SECURITIES, LLC
December 17, 2010 - May 6, 2013
GUGGENHEIM SECURITIES, LLC
December 20, 2005 - December 15, 2010
WJB CAPITAL GROUP, INC.
September 27, 2002 - January 17, 2006
DRIVEWEALTH INSTITUTIONAL LLC
April 24, 2002 - May 1, 2002
FULCRUM GLOBAL PARTNERS LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/2/2026)
(1/9/2026)
(1/6/2026)
(1/5/2026)
(1/20/2026)
(1/14/2026)
(2/12/2026)
(1/5/2026)
(1/6/2026)
Exams
Series 57TO
Date: 3/16/2026
Securities Trader ExamSeries 25
Date: 3/10/2003
NYSE Trading Assistant ExaminationSeries 55
Date: 12/16/2002
Limited Representative-Equity Trader ExamBOX Exchange LLC
Cboe BYX Exchange, Inc.
Cboe BZX Exchange, Inc.
Cboe C2 Exchange, Inc.
Cboe EDGA Exchange, Inc.
Cboe EDGX Exchange, Inc.
Cboe Exchange, Inc.
FINRA
Investors' Exchange LLC
Long-Term Stock Exchange, Inc.
MEMX LLC
MIAX Emerald, LLC
MIAX PEARL, LLC
MIAX Sapphire
Miami International Securities Exchange, LLC
NYSE American LLC
NYSE Arca, Inc.
NYSE National, Inc.
NYSE Texas, Inc.
Nasdaq GEMX, LLC
Nasdaq ISE, LLC
Nasdaq MRX, LLC
Nasdaq PHLX LLC
Nasdaq Stock Market
Nasdaq Texas, LLC
New York Stock Exchange
Current Firm
CLEAR STREET LLC
CRD#: 288933 / SEC#: , 8-69972
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| CLEAR STREET HOLDINGS LLC | SOLE CLASS A MEMBER | |
| AUSUBEL, ELLI MARK | DIRECTOR | 5715145 |
| COHEN, URIEL EPHRAIM | DIRECTOR | 4089765 |
| HAMMERICH, DALF PAUL | HEAD OF SUPPORT | 4710381 |
| MOCCIA, CHRISTY NOEL | CHIEF COMPLIANCE OFFICER | 4855629 |
| OLIVEIRA, BRIAN | CFO/FINOP/PRINCIPAL FINANCIAL OFFICER | 5371120 |
| SICKLICK, KENNETH | DIRECTOR | 7418830 |
| VOLZ, ANDREW | DIRECTOR, CHIEF EXECUTIVE OFFICER | 4808674 |
Disclosures
| Regulatory Event | 2 |
| Arbitration | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
