SC
Steven R. Carter
ONEDIGITAL
St. Johns, FL 32259
Some features on this profile are disabled
CRD#: 4522907
SC
Professional summary
Steven Robert Carter, who also goes by Steven Carter, is a registered financial advisor currently at ONEDIGITAL located in St. Johns, Florida and OSAIC WEALTH, INC. located in St. Johns, Florida.
Steven is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Steven has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Steven Carter
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) Five Partners Golf LLC; investment related; 135 Durbin Station Court, Suite 504, St Johns, FL 32259; llc ; owner; 11/29/2022; 1 hr/month; 0 hrs during trading; llc __|__ 2) NetEagle Inc; investment related; 135 Durbin Station Court, Suite 504, St Johns, FL 32259; s corporation; owner; 12/14/2022; 1 hr/month; 0 hrs during trading; holding company __|__ 3) OneDigital; investment related; 135 Durbin Station Court, Suite 504, St Johns, FL 32259; llc; senior VP; 12/2022; 120 hrs/month; 120 hrs during trading; financial advisor with the RIA __|__ 4) RMO53,LLC; investment related; 1436 Crested Heron Court, St Augustine, FL 32092; llc; owner; 3/14/2022; 1 hr/month; 0 hrs during trading; entity for family real estate holding only __|__ 5) YJ2J LLC; investment related;135 Durbin Station Court, Suite 504, St. Johns, FL 32259; llc; owner; 7/6/2018; 1 hr/month; 0 hrs during trading; real estate llc that holds 2 office condo units __|__ 6) Fixed insurance sales and service; investment related; 135 Durbin Station Court, Suite 504,St Johns, FL 32259; sales and service of non-variable insurance products; agent; 10/16/2014; 4 hrs/month; 1 hr during trading; sales and service of non-variable insurance products __|__ 7) Osaic Wealth, Inc.; investment related; 135 Durbin Station Court, Suite 504,St Johns, FL 32259; sales and service of variable insurance products; agent; registered representative; 9/5/2002; 40 hours/month devoted; 40 hours during trading; sales and service of variable insurance products __|__ 8) FSGA - Florida State Golf Association; not investment-related; 1436 Crested Heron Court, St. Augustine, FL 32092; Advisory Board Member; 2 hrs/month devoted; 0 during trading; The FSGA includes more than 850 member clubs and 353,000 individual members. The FSGA is a volunteer organization made up of 500 volunteers who serve as tournament officials and course rating experts, and who assist junior and amateur golf in their local areas. They conduct more than 550 tournament days each year, including over 40 state championships, and over 45 days of USGA qualifying events, as well as perform more course ratings each year than any other organization in the country __|__
CRS (Client Relationship Summary) - RIA
Click below to view Steven Robert Carter's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
December 15, 2022 - Present
ONEDIGITAL
Office #1: 135 Durbin Station Court Suite 504, St. Johns, FL 32259RIA
CRD#: 106766
St. Johns, FL
Current
August 23, 2024 - Present
OSAIC WEALTH, INC.
Office #1: 135 Durbin Station Court Suite 504, St. Johns, FL 32259RIA
BD
CRD#: 23131
St. Johns, FL
Past
February 17, 2023 - August 23, 2024
TRIAD ADVISORS LLC
BD
CRD#: 25803
St. Johns, FL
Past
May 22, 2019 - February 1, 2023
IFP SECURITIES, LLC
BD
CRD#: 297287
St Johns, FL
Past
December 9, 2013 - February 1, 2023
INDEPENDENT FINANCIAL PARTNERS
RIA
CRD#: 125112
St Johns, FL
Past
November 27, 2013 - May 23, 2019
LPL FINANCIAL LLC
BD
CRD#: 6413
SAINT AUGUSTINE, FL
Past
November 29, 2006 - December 3, 2013
NEW ENGLAND SECURITIES
RIA
CRD#: 615
JACKSONVILLE, FL
Past
August 5, 2002 - December 3, 2013
NEW ENGLAND SECURITIES
BD
CRD#: 615
JACKSONVILLE, FL
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
ON
ONEDIGITAL
(K)RPG | WESTMINSTER CONSULTING | WEALTHSOURCE | VERTICAL FINANCIAL | TRIAD FINANCIAL ADVISORS | TIMESCALE FINANCIAL | THE PINNACLE PLANNING GROUP | TEROS ADVISORS | STRATEGIC RETIREMENT GROUP | STONESTREET EQUITY | SHA RETIREMENT GROUP | SERVICE PLANNING CORPORATION | RETIREMENT PARTNER ADVISORS (RPA) | RETIREMENT BENEFITS GROUP | RESOURCES INVESTMENT ADVISORS, LLC | RESOURCES INVESTMENT ADVISORS INC | RESOURCES INVESTMENT ADVISORS | PROSPERITY FINANCIAL GROUP MIDWEST (PFG) | PRAXIS CONSULTING | PENSION INVESTMENT SERVICES, LLC | ONEDIGITAL RETIREMENT AND WEALTH | ONEDIGITAL INVESTMENT ADVISORS LLC | ONEDIGITAL INVESTMENT ADVISORS | ONEDIGITAL FINANCIAL SERVICES | ONEDIGITAL | MONTGOMERY RETIREMENT PLAN ADVISORS | LEGACY ASSET MANAGEMENT | KZ WEALTH | KEYSTONE RETIREMENT & INSURANCE ADVISORS | KB FINANCIAL | JFL TOTAL WEALTH MANAGEMENT | IMPACT BENEFITS & RETIREMENT | HM CAPITAL MANAGEMENT | GROEBL BROTHERS | GOULDIN & MCCARTHY | GHC ASSOCIATES | GENERATIONS WEALTH PLANNING | FUTURE BENEFITS | FULCRUM PARTNERS | FLORIDA PENSION GROUP | FIDUCIARY PLAN ADVISORS | EAST MAIN STREET ADVISORS | CLEARVIEW ADVISORY | CHEPENIK FINANCIAL | CAPSTONE ADVISORY GROUP | CAFARO GREENLEAF | BUKATY MORRIS RETIREMENT SERVICES | BUKATY MORRIS RETIREMENT PLAN SERVICES | BUKATY COMPANIES WEALTH MANAGEMENT | BUKATY COMPANIES RETIREMENT PLAN SERVICES | BUKATY COMPANIES O'RENICK WEALTH MANAGEMENT | BUKATY COMPANIES FINANCIAL SERVICES | ATLANTA RETIREMENT PARTNERS | ASI WEALTH MANAGEMENT | AREA FINANCIAL | ACT 2 RETIREMENT CONSULTING | 401K ADVISORS INTERMOUNTAIN | 401(K) RESOURCES | 401(K) ADVISORS INTERMOUNTAIN
CRD#: 106766 / SEC#: 801-40622
RIA
Registered Investment Advisory firm - (1/22/1992 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
IAR
Florida(1/30/2023)
RR
Florida(8/23/2024)
RR
Georgia(8/23/2024)
IAR
Texas(12/15/2022)
RR
Texas(8/23/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
ON
ONEDIGITAL
(K)RPG | WESTMINSTER CONSULTING | WEALTHSOURCE | VERTICAL FINANCIAL | TRIAD FINANCIAL ADVISORS | TIMESCALE FINANCIAL | THE PINNACLE PLANNING GROUP | TEROS ADVISORS | STRATEGIC RETIREMENT GROUP | STONESTREET EQUITY | SHA RETIREMENT GROUP | SERVICE PLANNING CORPORATION | RETIREMENT PARTNER ADVISORS (RPA) | RETIREMENT BENEFITS GROUP | RESOURCES INVESTMENT ADVISORS, LLC | RESOURCES INVESTMENT ADVISORS INC | RESOURCES INVESTMENT ADVISORS | PROSPERITY FINANCIAL GROUP MIDWEST (PFG) | PRAXIS CONSULTING | PENSION INVESTMENT SERVICES, LLC | ONEDIGITAL RETIREMENT AND WEALTH | ONEDIGITAL INVESTMENT ADVISORS LLC | ONEDIGITAL INVESTMENT ADVISORS | ONEDIGITAL FINANCIAL SERVICES | ONEDIGITAL | MONTGOMERY RETIREMENT PLAN ADVISORS | LEGACY ASSET MANAGEMENT | KZ WEALTH | KEYSTONE RETIREMENT & INSURANCE ADVISORS | KB FINANCIAL | JFL TOTAL WEALTH MANAGEMENT | IMPACT BENEFITS & RETIREMENT | HM CAPITAL MANAGEMENT | GROEBL BROTHERS | GOULDIN & MCCARTHY | GHC ASSOCIATES | GENERATIONS WEALTH PLANNING | FUTURE BENEFITS | FULCRUM PARTNERS | FLORIDA PENSION GROUP | FIDUCIARY PLAN ADVISORS | EAST MAIN STREET ADVISORS | CLEARVIEW ADVISORY | CHEPENIK FINANCIAL | CAPSTONE ADVISORY GROUP | CAFARO GREENLEAF | BUKATY MORRIS RETIREMENT SERVICES | BUKATY MORRIS RETIREMENT PLAN SERVICES | BUKATY COMPANIES WEALTH MANAGEMENT | BUKATY COMPANIES RETIREMENT PLAN SERVICES | BUKATY COMPANIES O'RENICK WEALTH MANAGEMENT | BUKATY COMPANIES FINANCIAL SERVICES | ATLANTA RETIREMENT PARTNERS | ASI WEALTH MANAGEMENT | AREA FINANCIAL | ACT 2 RETIREMENT CONSULTING | 401K ADVISORS INTERMOUNTAIN | 401(K) RESOURCES | 401(K) ADVISORS INTERMOUNTAIN
CRD#: 106766 / SEC#: 801-40622
RIA
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Contact information
Main Address
11101 Switzer Road Suite 200, Overland Park, KS 66210
Mailing Address
Phone number
(877) 742-2021
Established
Firm type
Fiscal year end
# of Employees
610
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 38,423 |
| AUM (Assets Under Management) | $ 142,602,344,768 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 02/27/2025 | ||
| 08/27/2024 | ||
| 10/16/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
ONEDIGITAL
CRD#: 106766St. Johns, FL 32259TRUST BUT VERIFY
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