Lora L. Leavenworth
Professional summary
Lora Lynn Leavenworth, who also goes by Lora L Leavenworth, Lora Leavenworth, Lora Leavenworth, is a registered financial professional currently at VANGUARD MARKETING CORPORATION located in Plano, Texas.
Lora is registered as a RR (Registered Representative) and started their career in finance in 2002. Lora has worked at 7 firms and has passed the Series 63, Series 66, Series 7TO, SIE, Series 31 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Lora Lynn Leavenworth's CRS (Customer Relationship Summary).
Certified licenses
Experience
April 30, 2026 - Present
VANGUARD MARKETING CORPORATION
Office #1: 7900 Windrose Ave, Plano, TX 75024September 12, 2023 - March 12, 2026
FISHER INVESTMENTS
December 22, 2022 - August 29, 2023
FINANCIAL ADVOCATES INVESTMENT MANAGEMENT
November 5, 2022 - September 11, 2023
LPL FINANCIAL LLC
August 13, 2021 - July 13, 2022
FISHER INVESTMENTS
May 23, 2013 - September 14, 2021
TIETON CAPITAL MANAGEMENT
February 25, 2004 - December 5, 2012
CAPSTONE WEALTH MANAGEMENT GROUP, LLC
May 20, 2002 - May 15, 2003
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 7TO
Date: 4/30/2026
General Securities Representative ExaminationFINRA
Current Firm
VANGUARD MARKETING CORPORATION
CRD#: 7452 / SEC#: , 8-21570
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE VANGUARD GROUP, INC. | PARENT COMPANY | |
| BENDL, JOHN WESLEY | DIRECTOR, SENIOR VICE PRESIDENT | 6931980 |
| BISORDI, JOHN | DIRECTOR, VICE PRESIDENT, GENERAL COUNSEL | 7526828 |
| BOATENG, AMMA ACHEAMPOMAA | DIRECTOR, SENIOR VICE PRESIDENT | 4677078 |
| BRANCATO, MATTHEW CLARK | DIRECTOR, VICE PRESIDENT | 6220380 |
| JAMES, JOHN MARK | DIRECTOR, SENIOR VICE PRESIDENT | 5594356 |
| KADJESKI, ANDREW MICHAEL | CHAIRMAN, PRESIDENT, DIRECTOR, CEO | 4708335 |
| PANTALONE, SALVATORE L JR | PRINCIPAL FINANCIAL OFFICER | 2887373 |
| PETTY, DAVID | VICE PRESIDENT | 5684895 |
| STEWART, MARC CHRISTOPHER | CHIEF COMPLIANCE OFFICER | 2688699 |
| TRETTER, MATTHEW ANTHONY | PRINCIPAL OPERATIONS OFFICER | 5956530 |
Disclosures
| Regulatory Event | 47 |
| Arbitration | 8 |
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Company Information
VANGUARD MARKETING CORPORATION
CRD#: 7452Plano, TX 75024TRUST BUT VERIFY
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