Darryl N. Sokoll
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Darryl Norman Sokoll, who also goes by Darryl Sokoll, was a registered financial professional .
Darryl is a previously registered financial professional and started their career in finance in 2002. Darryl had worked at 5 firms and has passed the Series 66, Series 31, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
November 2, 2011 - February 17, 2012
AUTO CLUB FUNDS, INC.
June 17, 2010 - October 6, 2011
NYLIFE SECURITIES LLC
March 2, 2009 - June 4, 2010
FARMERS FINANCIAL SOLUTIONS, LLC
August 25, 2003 - February 3, 2009
NATCITY INVESTMENTS, INC.
July 9, 2002 - July 16, 2003
MORGAN STANLEY DW INC.
State Registrations and Notice Filings
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Exams
Current Firm
AUTO CLUB FUNDS, INC.
CRD#: 10580 / SEC#: , 8-27617
Contact information
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
