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Darryl Norman Sokoll

CRD# 4522681·Registered 2002 - 2012
Previously Registered: Being a previously registered professional could mean that Darryl is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Darryl Norman Sokoll, who also goes by Darryl Sokoll, was a registered financial advisor. Darryl was a previously registered financial professional and started their career in finance 2002 - 2012. Darryl had worked at 5 firms and has passed the Series 66, Series 31, Series 7 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Darryl Sokoll

Blog Corner

More Resources

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years registered in the securities industry

Current & Past Employments

Past

AUTO CLUB FUNDS, INC.Past·CRD# 10580
BD
Dearborn, MI
November 2, 2011 - February 17, 2012
NYLIFE SECURITIES LLCPast·CRD# 5167
BD
Southfield, MI
June 17, 2010 - October 6, 2011
FARMERS FINANCIAL SOLUTIONS, LLCPast·CRD# 103863
BD
Canton, MI
March 2, 2009 - June 4, 2010
NATCITY INVESTMENTS, INC.Past·CRD# 17490
BD
Southgate, MI
August 25, 2003 - February 3, 2009
MORGAN STANLEY DW INC.Past·CRD# 7556
BD
Purchase, NY
July 9, 2002 - July 16, 2003

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Current Firm

AC
AUTO CLUB FUNDS, INC.

AUTO CLUB FUNDS, INC.

CRD#: 10580 / SEC#: 8-27617
BD
Terminated by SEC on 03/31/2012

Contact Information

Established

Michigan since 03/09/1982

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
AUTO CLUB INSURANCE ASSOCIATIONSHAREHOLDER—
KREUL, LARRY CHARLESCHIEF COMPLIANCE OFFICER275489
NESTICO, SALVATORE ANTONIOPRESIDENT3217557
NESTICO, SALVATORE ANTONIOSECRETARY/TREASURER3217557
WAGNER, STEVEN RAYMONDCHAIRMAN5991583

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 66 — Uniform Combined State Law Examination

Passed Aug 2002About the Series 66 exam

Series 31 — Futures Managed Funds Examination

Passed Nov 2002About the Series 31 exam

Series 7 — General Securities Representative Examination

Passed Jul 2002About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Dec 2007About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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