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Salvatore Antonio Nestico

CRD# 3217557·Registered 2000 - 2012
Previously Registered: Being a previously registered professional could mean that Salvatore is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Salvatore Antonio Nestico, who also goes by Sam A Nestico, Sam Nestico, was a registered financial advisor. Salvatore was a previously registered financial professional and started their career in finance 2000 - 2012. Salvatore had worked at 7 firms and has passed the Series 65, Series 63, Series 7 and Series 26 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Sam A Nestico, Sam Nestico

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

27 years in the financial services industry

Current & Past Employments

AUTO CLUB FUNDS, INC.·CRD# 10580
BD
Dearborn, MI
August 17, 2009 - March 30, 2012
W&S BROKERAGE SERVICES, INC.·CRD# 8099
BD
Clinton Township, MI
March 10, 2009 - August 12, 2009
ALLSTATE FINANCIAL SERVICES, LLC·CRD# 18272
BD
Sterling Heights, MI
May 9, 2006 - February 20, 2009
FIRST ALLIED SECURITIES, INC.·CRD# 32444
BD
San Diego, CA
July 7, 2005 - May 2, 2006
ONEAMERICA SECURITIES, INC.·CRD# 4173
BD
Indianapolis, IN
April 22, 2005 - July 16, 2005
SUNAMERICA SECURITIES, INC.·CRD# 20068
BD
Phoenix, AZ
July 26, 2004 - April 4, 2005
AUTO CLUB FUNDS, INC.·CRD# 10580
BD
Dearborn, MI
May 18, 2001 - July 22, 2004
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED·CRD# 7691
BD
New York, NY
November 8, 2000 - April 3, 2001

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Current Firm

AC
AUTO CLUB FUNDS, INC.

AUTO CLUB FUNDS, INC.

CRD#: 10580 / SEC#: 8-27617
BD
Terminated by SEC on 03/31/2012

Contact Information

Established

Michigan since 03/09/1982

Firm Type

Corporation

Fiscal Year End

December

Documents

Direct owners and executive officers

NamePositionCRD#
AUTO CLUB INSURANCE ASSOCIATIONSHAREHOLDER—
KREUL, LARRY CHARLESCHIEF COMPLIANCE OFFICER275489
NESTICO, SALVATORE ANTONIOPRESIDENT3217557
NESTICO, SALVATORE ANTONIOSECRETARY/TREASURER3217557
WAGNER, STEVEN RAYMONDCHAIRMAN5991583

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 65 — Uniform Investment Adviser Law Examination

Passed Nov 2000About the Series 65 exam

Series 63 — Uniform Securities Agent State Law Examination

Passed May 1999About the Series 63 exam

Series 7 — General Securities Representative Examination

Passed Nov 2000About the Series 7 exam

Series 26 — Investment Company Products/Variable Contracts Principal Examination

Passed Oct 2009About the Series 26 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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