Suenya A. Laheru
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Suenya Albita Laheru, who also goes by Wenny Firth, Suenya A Laheru, Wenny A Laheru, was a registered financial professional .
Suenya is a previously registered financial professional and started their career in finance in 2002. Suenya had worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 20, 2022 - July 11, 2023
TRANSITIONAL BROKER LLC
December 5, 2017 - July 18, 2022
GENEOS WEALTH MANAGEMENT, INC.
August 31, 2011 - November 27, 2017
NATIONAL PLANNING CORPORATION
September 28, 2010 - January 5, 2011
E*TRADE SECURITIES LLC
January 31, 2008 - October 1, 2010
THE LEADERS GROUP, INC.
April 11, 2002 - November 1, 2007
PRINCIPAL SECURITIES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
TRANSITIONAL BROKER LLC
CRD#: 304313 / SEC#: , 8-70353
Contact information
FINRA licenses (28 States and Territories)
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
