SK
Solomon M. Karmel
CETERA INVESTMENT ADVISERS LLC
BELLEVUE, WA 98004
Some features on this profile are disabled
CRD#: 4522329
SK
Professional summary
Solomon Mark Karmel, who also goes by Solomon Karmel, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Bellevue, Washington and CETERA ADVISORS LLC located in Bellevue, Washington.
Solomon is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Solomon has worked at 5 firms and has passed the Series 66, Series 99TO, SIE, Series 31, Series 7, Series 24, Series 10 and Series 9 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Solomon Karmel
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) TRIVIAVORE; PARTNER/CO-CREATOR; RETAIL SALES/STORE; START DATE 11/10/2017; 20 HOURS PER MONTH. 2) RENTAL PROPERTIES; OWNER; REAL ESTATE(RENTAL PROPERTY/PASSIVE INVESTMENT); START DATE: 01/01/2018; 4 HOURS PER MONTH. 3.) GREENLIGHT INVESTORS LLC.; HOLDING COMPANY; OFFICER/CEO; START DATE 04/26/2018; 160 HOURS A MONTH. 4.) EMERADOLOGY; OWNER/FOUNDER; RETAIL SALES/STORE; START DATE: 06/24/2018; 16 HOURS PER MONTH. 5.) RENTAL PROPERTIES; OWNER; REAL ESTATE; START DATE: 02/12/2020; 8 HOURS PER MONTH. 6.) GREENLIGHT INVESTORS LLC; CEO; HOLDING COMPANY OR TAX/BILL PAYMENT ENTITY; START DATE 04/26/2018; 160 HOURS PER MONTH.
CRS (Client Relationship Summary) - RIA
Click below to view Solomon Mark Karmel's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 12, 2020 - Present
CETERA INVESTMENT ADVISERS LLC
Office #1: 777 108th Avenue North East Suite 2060, Bellevue, WA 98004RIA
CRD#: 105644
BELLEVUE, WA
Current
September 8, 2022 - Present
CETERA ADVISORS LLC
Office #3: 777 108th Avenue North East Suite 2060, Bellevue, WA 98004BD
CRD#: 10299
Bellevue, WA
Past
July 2, 2012 - November 12, 2020
FIRST ALLIED ADVISORY SERVICES, INC.
RIA
CRD#: 137888
BELLEVUE, WA
Past
November 21, 2003 - July 2, 2012
FIRST ALLIED SECURITIES, INC.
RIA
CRD#: 32444
BELLEVUE, WA
Past
April 3, 2003 - September 8, 2022
FIRST ALLIED SECURITIES, INC.
BD
CRD#: 32444
BELLEVUE, WA
Past
July 11, 2002 - February 20, 2003
MORGAN STANLEY DW INC.
RIA
CRD#: 7556
BELLEVUE, WA
Past
May 24, 2002 - February 20, 2003
MORGAN STANLEY DW INC.
BD
CRD#: 7556
PURCHASE, NY
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(4/28/2023)
RR
Alaska(9/8/2022)
RR
Arizona(9/8/2022)
RR
Arkansas(9/8/2022)
RR
California(9/8/2022)
RR
Colorado(9/8/2022)
RR
Connecticut(9/8/2022)
RR
Florida(9/8/2022)
RR
Idaho(9/8/2022)
RR
Illinois(9/8/2022)
RR
Louisiana(9/8/2022)
RR
Massachusetts(9/8/2022)
RR
Michigan(9/8/2022)
RR
Missouri(9/8/2022)
RR
Montana(9/8/2022)
RR
Nevada(9/8/2022)
RR
New Hampshire(9/8/2022)
RR
New Jersey(9/8/2022)
RR
New York(9/8/2022)
RR
North Carolina(9/8/2022)
RR
Ohio(12/10/2024)
RR
Oregon(9/8/2022)
RR
Pennsylvania(9/8/2022)
RR
Rhode Island(1/17/2023)
RR
South Carolina(9/8/2022)
RR
South Dakota(9/8/2022)
RR
Tennessee(9/8/2022)
RR
Texas(9/8/2022)
IAR
Texas(10/17/2022)
RR
Utah(9/8/2022)
IAR
Washington(11/12/2020)
RR
Washington(9/8/2022)
RR
Wisconsin(9/8/2022)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.
Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.
See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.
Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
