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Elemer Piros

AMERX
New York, NY
·CRD# 4521738·24 years experience

Professional Summary

Elemer Piros is a registered financial advisor currently at AMERX LLC located in New York, New York. Elemer is registered as a RR (Registered Representative) and started their career in finance in 2002. Elemer has worked at 10 firms and has passed the Series 63, SIE, Series 87, Series 86, Series 7 and Series 24 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years in the financial services industry

Current & Past Employments

AMERX LLC·CRD# 140345
BD
570 Lexington Avenue 40th And 41st Floors, New York, NY 10022
May 27, 2025 - Present
H.C.WAINWRIGHT & CO., LLC·CRD# 375
BD
New York, NY
April 22, 2025 - May 30, 2025
RODMAN & RENSHAW, LLC·CRD# 281264
BD
New York, NY
February 21, 2024 - April 17, 2025
STOCKBLOCK SECURITIES·CRD# 307304
BD
New York, NY
November 15, 2023 - February 16, 2024
D. BORAL CAPITAL·CRD# 103792
BD
New York, NY
November 23, 2022 - August 16, 2023
ROTH CAPITAL PARTNERS, LLC·CRD# 15407
BD
New York, NY
June 24, 2020 - November 23, 2022
CANTOR FITZGERALD & CO.·CRD# 134
BD
New York, NY
April 11, 2016 - October 17, 2019
ROTH CAPITAL PARTNERS, LLC·CRD# 15407
BD
New York, NY
February 9, 2015 - April 11, 2016
BURRILL SECURITIES·CRD# 140221
BD
New York, NY
August 17, 2012 - August 5, 2013
RODMAN & RENSHAW, LLC·CRD# 16415
BD
New York, NY
June 19, 2002 - June 29, 2012
LADENBURG THALMANN & CO. INC.·CRD# 505
BD
New York, NY
June 3, 2002 - June 4, 2002

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Current Firm

AL
AMERX LLC

AMERICAS EXECUTIONS | SURKIS, BARRY NMN | SURKIS, BARRY | SURKIS INCORPORATED | LUCID CAPITAL MARKETS, LLC | LUCID CAPITAL MARKETS LLC. | LUCID CAPITAL MARKETS | AMERX LLC | AMERX | AMERICAS EXECUTIONS, LLC | AMERICAS EXECUTIONS, INC.

CRD#: 140345 / SEC#: 8-67305
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

New York Stock Exchange 11 Wall Street Pod-p, New York, NY 10005

Mailing Address

C/o Accounting & Compliance International 199 Water Street 9th Floor, New York, NY, 10038

Phone Number

(212) 306-2700

Established

New York since 06/15/2015

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Small

FINRA licenses (27 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
GI4 HOLDINGS, LLCMEMBER—
IANNONE, JOHN VINCENT JR.CHIEF FINANCIAL OFFICER AND OPERATIONS PRINCIPAL1616912
SANTORO, CHRISTINE ANNEFINANCIAL OPERATIONS PRINCIPAL4678635
SHAPIRO, ANDREW JAYCHIEF COMPLIANCE OFFICER1104658
TANIOS, FADYCEO4213894

Disclosures

Regulatory Event

1

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Other business activities

Information obtained from regulatory filings. Advisors can request corrections through their firm or regulator.

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
New Jersey
(5/27/2025)
RR
New York
(5/27/2025)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2002About the Series 63 exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 87 — Research Analyst Exam - Part II Regulations Module

Passed Oct 2004About the Series 87 exam

Series 86 — Research Analyst Exam - Part I Analysis Module

Passed Oct 2004About the Series 86 exam

Series 7 — General Securities Representative Examination

Passed May 2002About the Series 7 exam

Series 24 — General Securities Principal Examination

Passed Jan 2008About the Series 24 exam
FINRA
SRO Registrations
NYSE American LLC
SRO Registrations
Nasdaq Stock Market
SRO Registrations
New York Stock Exchange
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Elemer Piros's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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