JS
Jaime H. Shannon
STATE FARM INVESTMENT MANAGEMENT
Fayetteville, NC 28303-3656
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CRD#: 4521612
JS
Professional summary
Jaime Hope Shannon, who also goes by Jaime Hope Vasquez, is a registered financial advisor currently at STATE FARM INVESTMENT MANAGEMENT CORP. located in Fayetteville, North Carolina and STATE FARM VP MANAGEMENT CORP. located in Fayetteville, North Carolina.
Jaime is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Jaime has worked at 3 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Jaime Hope Vasquez
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) SWEET TOOTH SHOP LLC; NON-INVESTMENT-RELATED; 4011 SYCAMORE DAIRY RD STE 102, FAYETTEVILLE, NC 28303; 11-05-2012; Retail; LLC-CUPCAKE BAKERY; OWNER; 15 HRS/MO, 5 DURING TRADING HOURS; OWNER, I WOULD BE HIRING A HEAD BAKER TO RUN THE BAKERY. 2)Highland Ladies Golf Association; non-investment-related; 1105 Highland Club Dr, Fayetteville, NC 28303; Membership/Civic/Fraternal Organization; 2/1/2020; 4; 0; I will schedule meetings and over see them. I will be responsible for scheduling golf days, and tournaments for the association. I will not be handling any funds. I will also sit on the club golf committee to represent the lady golfers at the club. 3) Jaime Shannon's Insurance Agency; Insurance Agency; Investment-related; 4011 Sycamore Dairy Rd Ste 107 Fayetteville, NC 28303-3656; Insurance (State Farm Mutual Automobile Insurance Company and its affiliates); Owner; Agent; 12/1/2003; 80; 80; Service customers and supervise employees 4) NC USA Wrestling; PO Box 730 Spruce Pines NC. 28777; Association/Committee/Council; Board Member; None; 09/08/2025; 5;0; NC USA wrestling supports USA wrestling by coordinating armature/youth wrestling tournaments and supports youth teams on a national level to compete.
CRS (Client Relationship Summary) - RIA
Click below to view Jaime Hope Shannon's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 6, 2023 - Present
STATE FARM INVESTMENT MANAGEMENT CORP.
Office #1: 4011 Sycamore Dairy Rd Ste 107, Fayetteville, NC 28303-3656RIA
CRD#: 3487
Fayetteville, NC
Current
March 11, 2003 - Present
STATE FARM VP MANAGEMENT CORP.
Office #1: 4011 Sycamore Dairy Rd Ste 107, Fayetteville, NC 28303-3656BD
CRD#: 43036
Fayetteville, NC
Past
April 16, 2002 - October 1, 2002
FORESTERS EQUITY SERVICES, INC.
BD
CRD#: 18464
SAN DIEGO, CA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Georgia(11/25/2024)
IAR
Georgia(11/26/2024)
RR
North Carolina(3/11/2003)
IAR
North Carolina(11/6/2023)
RR
South Carolina(11/25/2024)
IAR
South Carolina(11/25/2024)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
STATE FARM INVESTMENT MANAGEMENT CORP.
STATE FARM INVESTMENT MANAGEMENT | STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487 / SEC#: 801-8184, 8-13379
RIA
Registered Investment Advisory firm - SEC (12/14/1971 Approved)BD
Terminated by SEC on 06/30/2001
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Contact information
Main Address
One State Farm Plaza B-2, Bloomington, IL 61710-0001
Mailing Address
Phone number
(800) 447-0740
Established
Delaware since 12/09/1966
Firm type
Corporation
Fiscal year end
November
# of Employees
150
SEC notice filing (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| STATE FARM MUTUAL AUTOMOBILE INSURANCE COMPANY | OWNER | |
| CHEVALIER, JEREL SAM | ASSISTANT SECRETARY-TREASURER | 2209892 |
| GRIMES, DAVID ROY | VICE PRESIDENT & SECRETARY | 1432710 |
| GRIZZLE, DAVID RAY | ASSISTANT SECRETARY/TREASURER | 4084087 |
| HORTON, STEPHEN LOWELL | ASSISTANT SECRETARY | 3124493 |
| JAYNES, DONALD ONEIL | ASSISTANT SECRETARY | 3124497 |
| JOSLIN, ROGER SCOTT | DIRECTOR, VICE PRESIDENT & TREASURER | 262350 |
| KILLIAN, JOHN JOSEPH | DIRECTOR | 2614915 |
| MOORE, DAVID MICHAEL | ASSISTANT SECRETARY | 2876793 |
| MOSER, KURT GEORGE | DIRECTOR & SENIOR VICE PRESIDENT | 2065254 |
| RUST, EDWARD BARRY JR | DIRECTOR AND PRESIDENT | 1450795 |
| THOMAS, HOWARD ANDREW | ASSISTANT SECRETARY-TREASURER | 3150520 |
| TIPSORD, MICHAEL LEON | ASSISTANT SECRETARY | 1943922 |
| TROSINO, VINCENT JOSEPH | DIRECTOR | 1780681 |
Regulatory assets under management
| Total Number of Accounts | 38 |
| AUM (Assets Under Management) | $ 11,294,815,444 |
Red Flags
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Company Information
STATE FARM INVESTMENT MANAGEMENT CORP.
CRD#: 3487Fayetteville, NC 28303-3656TRUST BUT VERIFY
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