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Eugene Mark Mannheimer

PRIME EXECUTIONS
NEW YORK, NY
·CRD# 4521564·24 years experience

Professional Summary

Eugene Mark Mannheimer, who also goes by Eugene M. Mannheimer Mr., Eugene Mark Mannheimer Mr., Gene Mannheimer, is a registered financial advisor currently at PRIME EXECUTIONS, INC. located in New York, New York. Eugene is registered as a RR (Registered Representative) and started their career in finance in 2002. Eugene has worked at 10 firms and has passed the Series 63, Series 86, Series 87, Series 79TO, SIE and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Eugene M. Mannheimer Mr., Eugene Mark Mannheimer Mr., Gene Mannheimer

Blog Corner

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Videos & Posts

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years in the financial services industry

Current & Past Employments

PRIME EXECUTIONS, INC.·CRD# 32889
BD
40 Wall Street - 58th Floor, New York, NY 10005
November 1, 2024 - Present
ALTITUDE CAPITAL GROUP LLC·CRD# 325198
BD
Newport Beach, CA
April 24, 2024 - October 16, 2024
ICR CAPITAL LLC·CRD# 174952
BD
Norwalk, CT
August 30, 2021 - January 3, 2023
COLLIERS SECURITIES LLC·CRD# 7477
BD
Minneapolis, MN
November 3, 2016 - August 16, 2021
TOPEKA CAPITAL MARKETS INC.·CRD# 154133
BD
San Diego, CA
June 2, 2014 - June 3, 2016
B. RILEY & CO., LLC·CRD# 40355
BD
Los Angeles, CA
February 1, 2013 - May 28, 2014
THINKEQUITY LLC·CRD# 44274
BD
San Francisco, CA
August 3, 2012 - November 5, 2012
AURIGA USA, LLC·CRD# 121731
BD
New York, NY
October 29, 2008 - June 7, 2012
CARIS & COMPANY, INC.·CRD# 104235
BD
Del Mar, CA
March 23, 2005 - August 4, 2008
ROTH CAPITAL PARTNERS, LLC·CRD# 15407
BD
Newport Beach, CA
April 23, 2002 - March 7, 2005

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Current Firm

PE
PRIME EXECUTIONS, INC.

FREEDOM CAPITAL MARKETS | SILVERMAN BROTHERS, INC. | PRIME EXECUTIONS, INC. | FREEDOM STRATEGIC SOLUTIONS

CRD#: 32889 / SEC#: 8-43985
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

40 Wall Street - 58th Floor, New York, NY 10005

Mailing Address

40 Wall Street - 58th Floor, New York, NY 10005

Phone Number

(212) 980-4400

Established

Delaware since 11/12/1987

Firm Type

Corporation

Fiscal Year End

March

Firm Size

Small

FINRA licenses (36 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
FREEDOM HOLDING CORP.HOLDING COMPANY—
CARON, WAYNE ROGERCCO1422911
CHASKIN, DAVID RCFO, FINOP, POO, PFO5306238
MATTARELLIANO, JOSEPH JRINTERIM CEO2895289

Disclosures

Regulatory Event

2

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
California
(11/1/2024)
RR
New York
(11/1/2024)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed May 2002About the Series 63 exam

Series 86 — Research Analyst Exam - Part I Analysis Module

Passed Mar 2024About the Series 86 exam

Series 87 — Research Analyst Exam - Part II Regulations Module

Passed Mar 2024About the Series 87 exam

Series 79TO — Investment Banking Registered Representative Examination

Passed Jun 2022About the Series 79TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 7 — General Securities Representative Examination

Passed Apr 2002About the Series 7 exam
FINRA
SRO Registrations
New York Stock Exchange
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Eugene Mark Mannheimer's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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