Andrew B. Stevens

SCHWAB WEALTH ADVISORY

Mclean, VA 22102

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CRD#: 4521515

Professional summary

Andrew Brian Stevens, CFP®, who also goes by Andrew Stevens, is a registered financial advisor currently at SCHWAB WEALTH ADVISORY, INC. located in Mclean, Virginia and CHARLES SCHWAB & CO., INC. located in Tysons Corner, Virginia.

Andrew is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2005. Andrew has worked at 8 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 6, Series 4, Series 10, Series 9, Series 24 and Series 26 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Andrew Stevens

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Brian Stevens's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Experience

Current

February 16, 2023 - Present

SCHWAB WEALTH ADVISORY, INC.

Office #1: 1650 Tysons Blvd Ste 500, Mclean, VA 22102

RIA

CRD#: 159035

Mclean, VA

Current

August 7, 2017 - Present

CHARLES SCHWAB & CO., INC.

Office #1: 1650 Tysons Blvd Suite 150, Tysons Corner, VA 22102-4856

RIA

CRD#: 5393

Tysons Corner, VA

Past

March 21, 2022 - October 14, 2022

TD AMERITRADE, INC.

RIA

CRD#: 7870

Tysons Corner, VA

Past

February 25, 2022 - July 12, 2023

TD AMERITRADE, INC.

CRD#: 7870

Tysons Corner, VA

Past

August 14, 2017 - February 16, 2023

CHARLES SCHWAB & CO., INC.

RIA

CRD#: 5393

Washington, DC

Past

September 21, 2016 - July 26, 2017

TRUIST ADVISORY SERVICES, INC.

RIA

CRD#: 283390

STERLING, VA

Past

August 6, 2013 - December 31, 2016

TRUIST INVESTMENT SERVICES, INC.

RIA

CRD#: 17499

STERLING, VA

Past

May 6, 2011 - July 25, 2017

TRUIST INVESTMENT SERVICES, INC.

CRD#: 17499

STERLING, VA

Past

May 23, 2008 - February 1, 2011

WELLS FARGO CLEARING SERVICES, LLC

CRD#: 19616

MCLEAN, VA

Past

July 6, 2005 - April 20, 2007

CHASE INVESTMENT SERVICES CORP.

CRD#: 25574

SCOTTSDALE, AZ

Past

February 3, 2005 - July 6, 2005

BANC ONE SECURITIES CORPORATION

CRD#: 16999

CHICAGO, IL

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA

Registered Investment Advisory firm - (12/9/2011 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

Alabama
(8/16/2017)

Alaska
(8/18/2017)

Arizona
(8/16/2017)

Arkansas
(8/16/2017)

California
(8/16/2017)

Colorado
(8/16/2017)

Connecticut
(8/16/2017)

Delaware
(8/16/2017)

District of Columbia
(8/7/2017)

Florida
(8/16/2017)

Georgia
(8/16/2017)

Hawaii
(8/16/2017)

Idaho
(3/28/2019)

Illinois
(8/16/2017)

Indiana
(8/16/2017)

Iowa
(8/16/2017)

Kansas
(8/16/2017)

Kentucky
(8/16/2017)

Louisiana
(8/16/2017)

Maine
(8/16/2017)

Maryland
(8/7/2017)

Massachusetts
(8/16/2017)

Michigan
(8/16/2017)

Minnesota
(8/16/2017)

Mississippi
(8/16/2017)

Missouri
(8/16/2017)

Montana
(8/16/2017)

Nebraska
(12/8/2017)

Nevada
(7/12/2023)

New Hampshire
(8/16/2017)

New Jersey
(8/16/2017)

New Mexico
(8/16/2017)

New York
(8/16/2017)

North Carolina
(8/17/2017)

North Dakota
(8/16/2017)

Ohio
(8/17/2017)

Oklahoma
(8/16/2017)

Oregon
(8/16/2017)

Pennsylvania
(8/16/2017)

Puerto Rico
(12/8/2017)

Rhode Island
(8/16/2017)

South Carolina
(8/16/2017)

South Dakota
(7/20/2022)

Tennessee
(8/16/2017)

Texas
(8/16/2017)

IAR

Texas
(2/16/2023)

Utah
(8/16/2017)

Vermont
(8/16/2017)

Virgin Islands
(2/7/2024)

Virginia
(8/7/2017)

IAR

Virginia
(2/16/2023)

Washington
(8/16/2017)

West Virginia
(8/16/2017)

Wisconsin
(8/16/2017)

Wyoming
(2/7/2024)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state. Note: This rule does not apply to broker-dealer activity.

Exams

State Security Law Exam

IAR

Series 66

Date: 8/1/2013

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 2/10/2005

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 10/1/2018

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 5/14/2013

General Securities Representative Examination

General Industry/Product Exam

Series 6

Date: 2/2/2005

Investment Company Products/Variable Contracts Representative Examination

Principal/Supervisory Exam

Series 4

Date: 3/31/2016

Registered Options Principal Examination

Principal/Supervisory Exam

Series 10

Date: 3/22/2016

General Securities Sales Supervisor - General Module Examination

Principal/Supervisory Exam

Series 9

Date: 2/27/2016

General Securities Sales Supervisor - Options Module Examination

Principal/Supervisory Exam

Series 24

Date: 3/3/2015

General Securities Principal Examination

Principal/Supervisory Exam

Series 26

Date: 7/11/2011

Investment Company Products/Variable Contracts Principal Examination

SRO Registrations

FINRA

SRO Registrations

Nasdaq Stock Market

Current Firm

SCHWAB WEALTH ADVISORY, INC.

SCHWAB PRIVATE CLIENT INVESTMENT ADVISORY, INC. | SCHWAB WEALTH ADVISORY, INC.

CRD#: 159035 / SEC#: 801-72795

RIA

Registered Investment Advisory firm - (12/9/2011 Approved)

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Contact information

Main Address

211 Main Street, San Francisco, CA 94105-1901

Mailing Address

Phone number

(415) 667-7000

Established

Firm type

Fiscal year end

# of Employees

1,042

SEC notice filing (53 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

SCHWAB WEALTH ADVISORY, INC. DISCLOSURE BROCHURE (9/23/2025)

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Andrew B. Stevens

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Andrew Brian Stevens's CRS (Customer Relationship Summary).

Certified licenses

Experience

CHARLES SCHWAB & CO., INC.

TD AMERITRADE, INC.

TD AMERITRADE, INC.

CHARLES SCHWAB & CO., INC.

TRUIST ADVISORY SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

TRUIST INVESTMENT SERVICES, INC.

WELLS FARGO CLEARING SERVICES, LLC

CHASE INVESTMENT SERVICES CORP.

BANC ONE SECURITIES CORPORATION

Primary Firm SEC Registration

SCHWAB WEALTH ADVISORY, INC.

State Registrations and Notice Filings

Exams

Series 66

Date: 8/1/2013

Series 63

Date: 2/10/2005

SIE

Date: 10/1/2018

Series 7

Date: 5/14/2013

Series 6

Date: 2/2/2005

Series 4

Date: 3/31/2016

Series 10

Date: 3/22/2016

Series 9

Date: 2/27/2016

Series 24

Date: 3/3/2015

Series 26

Date: 7/11/2011

FINRA

Nasdaq Stock Market

Current Firm

SCHWAB WEALTH ADVISORY, INC.

Contact information

SEC notice filing (53 States and Territories)

Documents

Part 2 Brochures

Red Flags

Company Information

SCHWAB WEALTH ADVISORY, INC.

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