Jacob E. Moseley
Professional summary
Jacob Edward Moseley, who also goes by Jacob Edward Moseley, Jacob E Moseley, is a registered financial advisor currently at O'SHAUGHNESSY ASSET MANAGEMENT, LLC located in Stamford, Connecticut.
Jacob is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2003. Jacob has worked at 3 firms and has passed the Series 66, Series 63, Series 52TO, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jacob Edward Moseley's CRS (Customer Relationship Summary).
Certified licenses
Experience
October 8, 2024 - Present
O'SHAUGHNESSY ASSET MANAGEMENT, LLC
Office #1: 100 First Stamford Place, Stamford, CT 06902November 23, 2005 - November 29, 2023
GOLDMAN SACHS & CO. LLC
May 19, 2003 - May 10, 2005
NEUBERGER BERMAN BD LLC
Primary Firm SEC Registration
O'SHAUGHNESSY ASSET MANAGEMENT, LLC
CRD#: 144594 / SEC#: 801-68177
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(10/8/2024)
Exams
Series 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 3/29/2010
Limited Representative-Equity Trader ExamCurrent Firm
O'SHAUGHNESSY ASSET MANAGEMENT, LLC
CRD#: 144594 / SEC#: 801-68177
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 6,791 |
| AUM (Assets Under Management) | $ 12,599,503,777 |
Red Flags
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