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CW

Clinton D. Ward

ALLSTATE FINANCIAL ADVISORS
Atlanta, GA 30318-2696
Some features on this profile are disabled
CRD#: 4520678
CW

Professional summary

Clinton Deshawn Ward, who also goes by Clint Ward, Clinton De Shawn Ward, Clinton Ward, is a registered financial advisor currently at ALLSTATE FINANCIAL ADVISORS, LLC located in Atlanta, Georgia and ALLSTATE FINANCIAL SERVICES, LLC located in Atlanta, Georgia.

Clinton is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Clinton has worked at 7 firms and has passed the Series 65, Series 63, SIE and Series 6 exams.

Question & Answer

Are you a "fiduciary"?
Yes

Aliases

Clint Ward | Clinton De Shawn Ward | Clinton Ward

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Clinton Deshawn Ward's CRS (Customer Relationship Summary).
CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

August 17, 2018 - Present

ALLSTATE FINANCIAL ADVISORS, LLC

Office #1: 1700 Northside Dr Ste C1, Atlanta, GA 30318-2696
RIA
CRD#: 109524
Atlanta, GA
Current

August 16, 2018 - Present

ALLSTATE FINANCIAL SERVICES, LLC

Office #1: 1700 Northside Dr Nw Ste C1, Atlanta, GA 30318-2696
BD
CRD#: 18272
Atlanta, GA
Past

October 11, 2017 - February 15, 2018

CG ADVISORY SERVICES

RIA
CRD#: 110929
Atlanta, GA
Past

January 10, 2017 - August 21, 2017

ALLSTATE FINANCIAL ADVISORS, LLC

RIA
CRD#: 109524
Atlanta, GA
Past

January 5, 2017 - August 21, 2017

ALLSTATE FINANCIAL SERVICES, LLC

BD
CRD#: 18272
Atlanta, GA
Past

August 4, 2016 - October 18, 2016

CG ADVISORY SERVICES

RIA
CRD#: 110929
ATLANTA, GA
Past

August 6, 2013 - June 29, 2016

ALLSTATE FINANCIAL ADVISORS, LLC

RIA
CRD#: 109524
ATLANTA, GA
Past

August 6, 2013 - June 29, 2016

ALLSTATE FINANCIAL SERVICES, LLC

BD
CRD#: 18272
ATLANTA, GA
Past

May 4, 2007 - June 26, 2013

OSAIC FA, INC.

RIA
CRD#: 3978
ATLANTA, GA
Past

April 20, 2007 - June 26, 2013

OSAIC FA, INC.

BD
CRD#: 3978
ATLANTA, GA
Past

November 20, 2006 - April 5, 2007

WELLS FARGO CLEARING SERVICES, LLC

RIA
CRD#: 19616
ATLANTA, GA
Past

November 14, 2006 - April 5, 2007

WELLS FARGO CLEARING SERVICES, LLC

BD
CRD#: 19616
ATLANTA, GA
Past

July 2, 2003 - March 31, 2005

VALIC FINANCIAL ADVISORS, INC.

RIA
CRD#: 42803
ATLANTA, GA
Past

October 16, 2002 - March 31, 2005

VALIC FINANCIAL ADVISORS, INC.

BD
CRD#: 42803
HOUSTON, TX
Past

April 16, 2002 - June 24, 2002

SIMMERS CAPITAL MANAGEMENT CORPORATION

BD
CRD#: 29960
PHOENIX, AZ

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA
Registered Investment Advisory firm - (11/21/2007 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Georgia
(8/16/2018)
IAR
Georgia
(8/17/2018)
RR
Ohio
(12/13/2018)

Exams

State Security Law Exam
IAR
Series 65
Date: 6/24/2003
Uniform Investment Adviser Law Examination
State Security Law Exam
RR
Series 63
Date: 5/20/2002
Uniform Securities Agent State Law Examination
General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 6
Date: 4/15/2002
Investment Company Products/Variable Contracts Representative Examination
SRO Registrations
RR
FINRA

Current Firm

AF
ALLSTATE FINANCIAL ADVISORS, LLC
ALLSTATE FINANCIAL ADVISORS LLC | ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524 / SEC#: 801-68510

RIA
Registered Investment Advisory firm - (11/21/2007 Approved)
PREMIUM
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Contact information

Main Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Mailing Address
151 N 8th Street, Suite 450, Lincoln, NE 68508
Phone number
(877) 232-2142
Established
Firm type
Fiscal year end
# of Employees
337

SEC notice filing (49 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Customer Relationship Summary (CRS / SEC)Latest Form ADV

Part 2 Brochures

AFA FORM ADV FIRM BROCHURE 2025 (3/31/2025)

Regulatory assets under management

Total Number of Accounts280
AUM (Assets Under Management)$ 82,015,793

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

ALLSTATE FINANCIAL ADVISORS, LLC

CRD#: 109524Atlanta, GA 30318-2696

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