Jeff Sampson
Professional summary
Jeff Sampson, who also goes by Jeffrey Ray Sampson, Jeff Ray Sampson, is a registered financial advisor currently at EMPOWER ADVISORY GROUP, LLC located in Littleton, Colorado and EMPOWER FINANCIAL SERVICES, INC. located in Greenwood Village, Colorado.
Jeff is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Jeff has worked at 6 firms and has passed the Series 65, Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Jeff Sampson's CRS (Customer Relationship Summary).
Certified licenses
Experience
July 30, 2024 - Present
EMPOWER ADVISORY GROUP, LLC
July 29, 2024 - Present
EMPOWER FINANCIAL SERVICES, INC.
Office #1: 8515 E Orchard Road, Greenwood Village, CO 80111November 16, 2017 - July 23, 2024
EMPOWER ADVISORY GROUP, LLC
July 22, 2016 - July 23, 2024
EMPOWER FINANCIAL SERVICES, INC.
March 12, 2009 - October 12, 2010
TRANSAMERICA CAPITAL, LLC
September 9, 2002 - November 4, 2008
OPPENHEIMERFUNDS DISTRIBUTOR, INC.
April 26, 2002 - July 12, 2002
METROPOLITAN LIFE INSURANCE COMPANY
April 26, 2002 - July 12, 2002
MSI FINANCIAL SERVICES, INC.
Primary Firm SEC Registration
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/8/2025)
(4/3/2025)
(4/7/2025)
(4/10/2025)
(4/1/2025)
(7/30/2024)
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(3/31/2025)
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(4/1/2025)
(4/22/2025)
(3/31/2025)
(4/16/2025)
(4/1/2025)
(4/4/2025)
(3/31/2025)
(4/9/2025)
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(4/17/2025)
(4/24/2025)
(4/1/2025)
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(4/10/2025)
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(3/31/2025)
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(4/1/2025)
(3/31/2025)
(4/1/2025)
(3/31/2025)
(4/1/2025)
(4/7/2025)
(3/31/2025)
(4/16/2025)
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(4/3/2025)
(3/31/2025)
(4/1/2025)
(4/1/2025)
(3/31/2025)
(3/31/2025)
(4/9/2025)
(4/1/2025)
(4/3/2025)
(4/1/2025)
(4/2/2025)
Exams
FINRA
Current Firm
EMPOWER ADVISORY GROUP, LLC
CRD#: 112058 / SEC#: 801-58105
Contact information
SEC notice filing (53 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 250,707 |
| AUM (Assets Under Management) | $ 159,120,330,491 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 03/28/2025 | ||
| 11/21/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
