Melissa J. Grodsky
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Melissa Jodi Grodsky, who also goes by Melissa J Grodsky, Melissa Jodi Grodsky, was a registered financial professional .
Melissa is a previously registered financial professional and started their career in finance in 2002. Melissa had worked at 7 firms and has passed the Series 63, Series 7, Series 6 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
March 27, 2013 - September 11, 2013
HFP CAPITAL MARKETS LLC
December 14, 2009 - May 7, 2012
A.G.P. / ALLIANCE GLOBAL PARTNERS
June 16, 2009 - October 30, 2009
LAIDLAW & COMPANY (UK) LTD.
August 18, 2008 - April 1, 2009
EASTBROOK CAPITAL GROUP LLC
March 30, 2005 - December 16, 2005
J.P. MORGAN SECURITIES INC.
November 17, 2003 - February 25, 2005
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
May 21, 2002 - May 15, 2003
TRANSAMERICA INVESTORS SECURITIES, LLC
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
HFP CAPITAL MARKETS LLC
CRD#: 44351 / SEC#: , 8-50652
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
| Arbitration | 1 |
Red Flags
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