RF
Robert L. Frank
ATLAS INVESTMENT ADVISORY LLC
Canton, GA 30114
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CRD#: 4519643
RF
Professional summary
Robert Lee Frank III, CFP®, who also goes by Robert L Frank III, is a registered financial advisor currently at ATLAS INVESTMENT ADVISORY LLC located in Canton, Georgia and LPL FINANCIAL LLC located in Canton, Georgia.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Robert has worked at 5 firms and has passed the Series 66, Series 63, SIE, Series 7, Series 9 and Series 10 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Robert L Frank Iii
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. 6/30/2016 - Atlas Wealth Advisors, LLC - Investment Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started 06/30/2016 - 160 Hours Per Month/8 Hours During Securities Trading - Time Spent 100%.
2. 6/30/206 - Falling Brook LLC - Investment Related - Home Based - Business Entity For Tax/Investment Purposes Only - Started 06/01/2010 - Time Spent 1%.
3. 11/17/2016 - Twin Ridge Defence, LLC - Not Investment Related - 102 Haden Hall Drive, Roswell, GA 30075 - Other-Business Owner -Co-Owner - Started 12/01/2016 - 10 Hours Per Month/0 Hours During Securities Trading.
4. 2/11/2020 - Atlas Investment Advisory LLC - Investment Related - At Reported Business Location(s) - Registered Investment Advisor Hybrid - IAR - Started 01/30/2020 - 35 Hours Per Month During Securities Trading - Time Spent 25% - I provide investment advisory services through Atlas Investment Advisory, LLC, an independent investment advisor firm. I started this business activity in 02/2020. I expect to spend approximately 35 hours per month on this activity. Please see the advisory firm's Form ADV for more information about its address, the nature of its business, its owners, and its services at http://www.adviserinfo.sec.gov/IAPD. The firm is separate from and independent of LPL Financial.
5. Independent Insurance Agent, Investment Related, Milton, Georgia, Insurance Sales, Sale of Insurance Products,January 2013, 10 Hours, All during Trading hours, All duties related to sales of insurance products
CRS (Client Relationship Summary) - RIA
Click below to view Robert Lee Frank III's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
March 17, 2017 - Present
ATLAS INVESTMENT ADVISORY LLC
Office #1: 3395 Sixes Road Suite 207, Canton, GA 30114Office #2: 310 Paper Trail Drive Building 100, #99, Canton, GA 30115RIA
CRD#: 284935
Canton, GA
Current
June 30, 2016 - Present
LPL FINANCIAL LLC
RIA
BD
CRD#: 6413
CANTON, GA
Past
June 30, 2016 - July 16, 2020
LPL FINANCIAL LLC
RIA
CRD#: 6413
WOODSTOCK, GA
Past
July 24, 2006 - July 6, 2016
WELLS FARGO CLEARING SERVICES, LLC
RIA
CRD#: 19616
CANTON, GA
Past
July 14, 2006 - July 6, 2016
WELLS FARGO CLEARING SERVICES, LLC
BD
CRD#: 19616
CANTON, GA
Past
March 18, 2005 - July 14, 2006
BANC OF AMERICA INVESTMENT SERVICES, INC.
RIA
CRD#: 16361
ATLANTA, GA
Past
March 18, 2005 - July 14, 2006
BANC OF AMERICA INVESTMENT SERVICES, INC.
BD
CRD#: 16361
ATLANTA, GA
Past
June 19, 2002 - March 18, 2005
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
BD
CRD#: 2881
MILWAUKEE, WI
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(8/30/2017)
RR
Arizona(9/28/2022)
RR
Florida(7/15/2016)
RR
Georgia(6/30/2016)
IAR
Georgia(3/17/2017)
RR
Hawaii(3/8/2023)
RR
Kentucky(6/30/2016)
IAR
Louisiana(3/22/2021)
RR
Michigan(12/23/2016)
RR
Mississippi(6/30/2016)
RR
New Jersey(6/30/2016)
RR
Oregon(6/30/2016)
RR
Pennsylvania(6/30/2016)
RR
South Carolina(6/30/2016)
RR
Texas(6/30/2016)
RR
Virginia(6/30/2016)
Exams
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
Principal/Supervisory Exam
Principal/Supervisory Exam
SRO Registrations
RR
FINRA
Current Firm
AI
ATLAS INVESTMENT ADVISORY LLC
ATLAS INVESTMENT ADVISORY | ATLAS INVESTMENT ADVISORY LLC
CRD#: 284935 / SEC#:
Georgia
Registered Investment Advisory firm - (3/17/2017 Approved)Louisiana
Registered Investment Advisory firm - (3/22/2021 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
310 Paper Trail Drive Building 100, #99, Canton, GA 30115
Mailing Address
Phone number
(770) 289-9116
Established
Firm type
Fiscal year end
# of Employees
1
Regulatory assets under management
| Total Number of Accounts | 200 |
| AUM (Assets Under Management) | $ 51,000,000 |
Red Flags
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Company Information
ATLAS INVESTMENT ADVISORY LLC
CRD#: 284935Canton, GA 30114TRUST BUT VERIFY
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