Michael J. Ditore
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Michael J Ditore, who also goes by Michael Joseph Ditore, was a registered financial professional .
Michael is a previously registered financial professional and started their career in finance in 2002. Michael had worked at 7 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 11, 2017 - May 31, 2018
TULLETT PREBON FINANCIAL SERVICES LLC
April 4, 2017 - November 21, 2017
DINOSAUR FINANCIAL GROUP, L.L.C
May 7, 2014 - September 8, 2016
TRADEWEB LLC
June 8, 2009 - October 5, 2012
NOMURA SECURITIES INTERNATIONAL, INC.
January 21, 2009 - June 22, 2009
CITIGROUP GLOBAL MARKETS INC.
September 22, 2008 - October 24, 2008
BARCLAYS CAPITAL INC.
June 13, 2002 - September 22, 2008
LEHMAN BROTHERS INC.
State Registrations and Notice Filings
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Visual representation of state registrations
Exams
Current Firm
TULLETT PREBON FINANCIAL SERVICES LLC
CRD#: 28196 / SEC#: , 8-43487
Contact information
FINRA licenses (1 States and Territories)
Documents
Direct owners and executive officers
Disclosures
| Regulatory Event | 17 |
Red Flags
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