Clifford J. Short

ASHFORD CAPITAL MANAGEMENT

Wilmington, DE 19807-2317

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CRD#: 4519389

Professional summary

Clifford John Short, who also goes by Clifford J Short, is a registered financial advisor currently at ASHFORD CAPITAL MANAGEMENT INC located in Wilmington, Delaware.

Clifford is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Clifford has worked at 6 firms and has passed the Series 65, Series 66, Series 3 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Clifford J Short

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Clifford John Short's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

August 10, 2018 - Present

ASHFORD CAPITAL MANAGEMENT INC

Office #1: One Walkers Mill Road, Wilmington, DE 19807-2317

RIA

CRD#: 110696

Wilmington, DE

Past

January 2, 2009 - April 19, 2011

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RIA

CRD#: 149018

LANCASTER, PA

Past

June 5, 2008 - January 2, 2009

RAYMOND JAMES FINANCIAL SERVICES, INC.

RIA

CRD#: 6694

LANCASTER, PA

Past

June 4, 2008 - April 19, 2011

RAYMOND JAMES FINANCIAL SERVICES, INC.

CRD#: 6694

LANCASTER, PA

Past

December 17, 2007 - June 4, 2008

CETERA INVESTMENT SERVICES LLC

CRD#: 15340

ST. CLOUD, MN

Past

November 28, 2007 - June 4, 2008

CETERA INVESTMENT SERVICES LLC

RIA

CRD#: 15340

ST CLOUD, MN

Past

July 21, 2004 - June 15, 2006

IFMG SECURITIES, INC.

RIA

CRD#: 14416

POTTSTOWN, PA

Past

July 20, 2004 - June 15, 2006

IFMG SECURITIES, INC.

CRD#: 14416

POTTSTOWN, PA

Past

June 27, 2002 - March 5, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

EXTON, PA

Past

June 3, 2002 - March 5, 2003

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

ASHFORD CAPITAL MANAGEMENT INC

CRD#: 110696 / SEC#: 801-15054

RIA

Registered Investment Advisory firm - (2/15/1980 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Delaware
(8/10/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 65

Date: 7/26/2018

Uniform Investment Adviser Law Examination

State Security Law Exam

IAR

Series 66

Date: 6/24/2002

Uniform Combined State Law Examination

General Industry/Product Exam

Series 3

Date: 10/5/2009

National Commodity Futures Examination

General Industry/Product Exam

Series 7

Date: 5/31/2002

General Securities Representative Examination

Current Firm

ASHFORD CAPITAL MANAGEMENT INC

CRD#: 110696 / SEC#: 801-15054

RIA

Registered Investment Advisory firm - (2/15/1980 Approved)

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Contact information

Main Address

One Walkers Mill Road, Wilmington, DE 19807-2317

Mailing Address

Phone number

(302) 655-1750

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (1 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

ASHFORD CAPTIAL MANAGEMENT PART 2A OF FORM ADV (12/12/2025)

Regulatory assets under management

Total Number of Accounts	95
AUM (Assets Under Management)	$ 965,833,061

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

Firm Stability Insights

Clifford J. Short

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Clifford John Short's CRS (Customer Relationship Summary).

Certified licenses

Experience

RAYMOND JAMES FINANCIAL SERVICES ADVISORS, INC

RAYMOND JAMES FINANCIAL SERVICES, INC.

RAYMOND JAMES FINANCIAL SERVICES, INC.

CETERA INVESTMENT SERVICES LLC

CETERA INVESTMENT SERVICES LLC

IFMG SECURITIES, INC.

IFMG SECURITIES, INC.

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Primary Firm SEC Registration

ASHFORD CAPITAL MANAGEMENT INC

State Registrations and Notice Filings

Exams

Series 65

Date: 7/26/2018

Series 66

Date: 6/24/2002

Series 3

Date: 10/5/2009

Series 7

Date: 5/31/2002

Current Firm

ASHFORD CAPITAL MANAGEMENT INC

Contact information

SEC notice filing (1 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

ASHFORD CAPITAL MANAGEMENT INC

TRUST BUT VERIFY

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