Hans P. Nesvold
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Hans P Nesvold, who also goes by Hans Peder Nesvold, Hans Peter Nesvold, Peter Nesvold, was a registered financial professional .
Hans is a previously registered financial professional and started their career in finance in 2002. Hans had worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 87, Series 7, Series 14 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
December 14, 2021 - August 26, 2025
KINGSWOOD CAPITAL PARTNERS, LLC
April 12, 2019 - May 14, 2020
RAYMOND JAMES & ASSOCIATES, INC.
October 11, 2013 - December 20, 2019
SILVER LANE ADVISORS LLC
October 5, 2010 - August 1, 2013
JEFFERIES LLC
June 27, 2008 - October 26, 2010
LAZARD ASSET MANAGEMENT SECURITIES LLC
August 29, 2002 - June 17, 2008
J.P. MORGAN SECURITIES LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Series 99TO
Date: 1/2/2023
Operations Professional ExaminationCurrent Firm
KINGSWOOD CAPITAL PARTNERS, LLC
CRD#: 288898 / SEC#: , 8-69967
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| KINGSWOOD US, LLC | MEMBER | |
| ALSORAIMI, MOHAMED | CCO | 5319490 |
| GOLDEN, JAIME GALIONE | PRESIDENT - BUSINESS DEVELOPMENT AND ACQUISITIONS | 2946822 |
| NESSIM, MICHAEL HASKEL | CEO | 2573543 |
| PITKOFF, DAVID JONATHAN | CFO | 2822280 |
| RAYEVSKIY, VALERIY P | COO | 5788810 |
| ROMERO, MONIQUE VICTORIA | FINOP | 6712654 |
| WILDER, JEREMY MATHEW | CHIEF LEGAL OFFICER | 7080690 |
Red Flags
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