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Hans P Nesvold

CRD# 4518402·Registered 2002 - 2025
Previously Registered: Being a previously registered professional could mean that Hans is no longer operating under the supervision of the SEC or FINRA. That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.

Professional Summary

Hans P Nesvold, who also goes by Hans Peder Nesvold, Hans Peter Nesvold, Peter Nesvold, was a registered financial advisor. Hans was a previously registered financial professional and started their career in finance 2002 - 2025. Hans had worked at 6 firms and has passed the Series 63, Series 99TO, SIE, Series 87, Series 7, Series 14 and Series 24 exams.

At a Glance

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Fiduciary Standard

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Fee Structure

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Account Minimum

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Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Hans Peder Nesvold, Hans Peter Nesvold, Peter Nesvold

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

No current employment

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years in the financial services industry

Current & Past Employments

KINGSWOOD CAPITAL PARTNERS, LLC·CRD# 288898
BD
San Diego, CA
December 14, 2021 - August 26, 2025
RAYMOND JAMES & ASSOCIATES, INC.·CRD# 705
BD
New York, NY
April 12, 2019 - May 14, 2020
SILVER LANE ADVISORS LLC·CRD# 148085
BD
New York, NY
October 11, 2013 - December 20, 2019
JEFFERIES LLC·CRD# 2347
BD
New York, NY
October 5, 2010 - August 1, 2013
LAZARD ASSET MANAGEMENT SECURITIES LLC·CRD# 129119
BD
New York, NY
June 27, 2008 - October 26, 2010
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
New York, NY
August 29, 2002 - June 17, 2008

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Current Firm

KC
KINGSWOOD CAPITAL PARTNERS, LLC

CHALICE CAPITAL PARTNERS, LLC | KINGSWOOD INVESTMENTS | KINGSWOOD CAPITAL PARTNERS, LLC

CRD#: 288898 / SEC#: 8-69967
BD
Broker-Dealer Firm Regulated by FINRA (Los Angeles district office)

Contact Information

Main Address

11440 W. Bernardo Ct. Suite 300, San Diego, CA 92127

Mailing Address

126 E 56th Suite 3l, New York, NY 10022

Phone Number

(800) 535-6981

Established

Nevada since 10/26/2016

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (53 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
KINGSWOOD US, LLCMEMBER—
ALSORAIMI, MOHAMEDCCO5319490
GOLDEN, JAIME GALIONEPRESIDENT - BUSINESS DEVELOPMENT AND ACQUISITIONS2946822
NESSIM, MICHAEL HASKELCEO2573543
PITKOFF, DAVID JONATHANCFO2822280
RAYEVSKIY, VALERIY PCOO5788810
ROMERO, MONIQUE VICTORIAFINOP6712654
WILDER, JEREMY MATHEWCHIEF LEGAL OFFICER7080690

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Dec 2002About the Series 63 exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

SIE — Securities Industry Essentials Examination

Passed Oct 2018About the SIE exam

Series 87 — Research Analyst Exam - Part II Regulations Module

Passed Aug 2004About the Series 87 exam

Series 7 — General Securities Representative Examination

Passed Aug 2002About the Series 7 exam

Series 14 — Compliance Officer Examination

Passed Jan 2023About the Series 14 exam

Series 24 — General Securities Principal Examination

Passed Feb 2018About the Series 24 exam

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CRS (Client Relationship Summary)

The CRS(Customer Relationship Summary) document is not provided.

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