DN
David W. Neff
PORTUS CAPITAL MANAGEMENT
Upper Marlboro, MD 20774
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CRD#: 4517334
DN
Professional summary
David William Neff, who also goes by David Wiliam Neff, is a registered financial advisor currently at PORTUS CAPITAL MANAGEMENT, LLC located in Upper Marlboro, Maryland.
David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. David has worked at 6 firms and has passed the Series 66, Series 7TO, Series 99TO, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
David Wiliam Neff
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. RENTAL PROPERTIES(2) 104 9TH CIRLCE S. NASHVILLE, TN, 37203; 600 12TH S. NASHVILLE, TN, 37203; & 1104 DAVIDSON RD., NASHVILLE, TN 37205; NON INVESTMENT RELATED. LESS THAN 1HR PER WEEK. NIGHTS/WEEKEND.
2. INSURANCE AGENCY- PART OWNER,109 Westpark Drive, Suite 190, Brentwood, TN 37027, 5-10 HRS PER WEEK. Insurance Agent.
3. JOSEPH GRUBBS CPA INC. RECEIVE COMPENSATION FOR REFFERAL FEE FOR SENDING CLIENTS TO CPA FIRM. NOT AN OWNER, NO INVESTMENT RELATED. MINIMAL TIME COMMITMENT.
4)RENTAL PROPERTY. NOT INVESTMENT RELATED. LOCATED AT 106 9TH CIRCLE AVE S. NASHVILLE, TN 37203. STARTED IN 08/2017. OWNER. DEVOTED <1 HR/MO. DEVOTED <1 HR/MO DURING TRADING HOURS. DUTIES ARE TO CALL ON SUBCONTRACTORS FOR ANY ISSUES THAT ARISE AT RENTAL PROPERTY. PLACE NEW TENANTS WHEN OLD TENANTS LEAVE.
5)Rental Property. Not Investment Related. Allegheny Springs #245, Snowshow WV 26209. Rental. Owner. Start 3/2019. 2 hours per month during trading. Monitor income and expenses.
6)Rental Property. Not Investment Related. Highland House #311, Snowshow WV 26209. Rental. Owner. Start 3/2019. 2 hours per month during trading. Monitor income and expenses.
7)Rental Property. Not Investment Related. Highland House #315, Snowshow WV 26209. Rental. Owner. Start 3/2019. 2 hours per month during trading. Monitor income and expenses.
CRS (Client Relationship Summary) - RIA
Click below to view David William Neff's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
November 2, 2016 - Present
PORTUS CAPITAL MANAGEMENT, LLC
Office #1: 9604 Weshire Drive, Upper Marlboro, MD 20774Office #2: 215 Ward Circle, Suite 107, Brentwood, TN 37027RIA
CRD#: 285689
Upper Marlboro, MD
Past
October 18, 2010 - October 9, 2020
PKS ADVISORY SERVICES, LLC
RIA
CRD#: 125648
BRENTWOOD, TN
Past
October 1, 2010 - October 7, 2020
PURSHE KAPLAN STERLING INVESTMENTS
BD
CRD#: 35747
BRENTWOOD, TN
Past
February 10, 2003 - October 1, 2010
ALLSTATE FINANCIAL SERVICES, LLC
BD
CRD#: 18272
BRENTWOOD, TN
Past
May 16, 2002 - June 19, 2002
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
May 16, 2002 - June 19, 2002
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
MINNEAPOLIS, MN
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.Highlighted states indicate IAR registrations
IAR
Maryland(10/25/2023)
IAR
Tennessee(11/2/2016)
Exams
State Security Law Exam
General Industry/Product Exam
RR
Series 7TO
Date: 8/22/2022
General Securities Representative ExaminationGeneral Industry/Product Exam
RR
Series 99TO
Date: 8/22/2022
Operations Professional ExaminationGeneral Industry/Product Exam
General Industry/Product Exam
Current Firm
PC
PORTUS CAPITAL MANAGEMENT, LLC
PORTUS CAPITAL MANAGEMENT, LLC
CRD#: 285689 / SEC#:
Maryland
Registered Investment Advisory firm - (10/25/2023 Approved)Tennessee
Registered Investment Advisory firm - (11/2/2016 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
215 Ward Circle, Suite 107, Brentwood, TN 37027
Mailing Address
Phone number
(615) 472-1194
Established
Firm type
Fiscal year end
# of Employees
3
Regulatory assets under management
| Total Number of Accounts | 596 |
| AUM (Assets Under Management) | $ 82,275,466 |
Red Flags
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Company Information
PORTUS CAPITAL MANAGEMENT, LLC
CRD#: 285689Upper Marlboro, MD 20774TRUST BUT VERIFY
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