Harold M. Unger
Professional summary
Harold Murray Unger, who also goes by Harold M Unger, is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Harold is registered as a RR (Registered Representative) and started their career in finance in 1972. Harold has worked at 10 firms and has passed the Series 63, SIE and Series 1 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Harold Murray Unger's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 2, 2009 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901September 18, 2002 - December 31, 2008
LIFEMARK SECURITIES CORP.
May 3, 1999 - September 25, 2000
PARK AVENUE SECURITIES LLC
March 21, 1996 - May 3, 1999
GUARDIAN INVESTOR SERVICES LLC
February 18, 1992 - April 14, 1994
ROBERT W. BAIRD & CO. INCORPORATED
February 18, 1992 - April 14, 1994
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
November 19, 1989 - January 24, 1992
OSAIC WEALTH, INC.
June 10, 1985 - November 19, 1989
INTEGRATED RESOURCES EQUITY CORPORATION
October 27, 1980 - March 15, 1982
INTEGRATED RESOURCES EQUITY CORPORATION
July 30, 1973 - January 12, 1981
EQUITY SERVICES, INC.
February 23, 1972 - January 14, 1973
KURZ-LIEBOW & COMPANY, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/2/2009)
Exams
Series 1
Date: 2/17/1972
Registered Representative ExaminationFINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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