Michael D. Wayasamin
Professional summary
Michael D Wayasamin, who also goes by Michael Wayasamin, Michael David Wayasamin, is a registered financial advisor currently at EXENCIAL WEALTH ADVISORS located in Brooklyn, New York.
Michael is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Michael has worked at 11 firms and has passed the Series 66, Series 63, Series 7TO, SIE, Series 55, Series 21, Series 7, Series 25, Series 10 and Series 9 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Michael D Wayasamin's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 11, 2021 - Present
EXENCIAL WEALTH ADVISORS
August 6, 2018 - December 10, 2018
TD AMERITRADE INVESTMENT MANAGEMENT, LLC
August 6, 2018 - January 6, 2021
TD AMERITRADE, INC.
August 6, 2018 - January 6, 2021
TD AMERITRADE, INC.
December 7, 2017 - July 6, 2018
CETERA INVESTMENT ADVISERS LLC
December 6, 2017 - July 6, 2018
CETERA INVESTMENT SERVICES LLC
October 11, 2017 - December 6, 2017
INVEST FINANCIAL CORPORATION
October 11, 2017 - December 6, 2017
INVEST FINANCIAL CORPORATION
April 1, 2014 - October 10, 2017
STRATEGIC ADVISERS LLC
November 29, 2007 - October 9, 2017
FIDELITY BROKERAGE SERVICES LLC
November 18, 2003 - September 17, 2007
GOLDMAN SACHS EXECUTION & CLEARING, L.P.
June 27, 2002 - September 17, 2007
REDI GLOBAL TECHNOLOGIES LLC
March 19, 2002 - June 26, 2002
WALTER N. FRANK & CO., LLC
Primary Firm SEC Registration
EXENCIAL WEALTH ADVISORS
CRD#: 130475 / SEC#: 801-62789
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Highlighted states indicate IAR registrations
(3/14/2023)
(2/26/2024)
(1/13/2021)
(7/25/2023)
(5/4/2023)
(2/27/2025)
(3/15/2023)
(2/29/2024)
(6/30/2023)
(1/19/2021)
(3/16/2023)
(1/12/2021)
(12/22/2023)
(1/11/2021)
(12/21/2023)
Exams
Series 7TO
Date: 7/6/2022
General Securities Representative ExaminationSeries 55
Date: 7/10/2004
Limited Representative-Equity Trader ExamSeries 21
Date: 4/25/2002
NYSE Front Line Specialist ClerkSeries 25
Date: 1/11/2000
NYSE Trading Assistant ExaminationCurrent Firm
EXENCIAL WEALTH ADVISORS
CRD#: 130475 / SEC#: 801-62789
Contact information
SEC notice filing (50 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 9,357 |
| AUM (Assets Under Management) | $ 5,301,377,514 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 | ||
| 08/27/2024 | ||
| 11/20/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
