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LG

Lavonne Griffin

DESTRA CAPITAL INVESTMENTS LLC
DANVILLE, CA
Some features on this profile are disabled
CRD#: 4516220
LG

Professional summary

Lavonne Griffin, who also goes by Lavonne Marie Griffin, Lavonne Marie Ricken, is a registered financial professional currently at DESTRA CAPITAL INVESTMENTS LLC located in Danville, California.

Lavonne is registered as a RR (Registered Representative) and started their career in finance in 2006. Lavonne has worked at 2 firms and has passed the SIE and Series 7 exams.

top-8-questions

Question & Answer

Are you a "fiduciary"?
No

Aliases

Lavonne Marie Griffin | Lavonne Marie Ricken

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - BD

Click below to view Lavonne Griffin's CRS (Customer Relationship Summary).

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
None

Experience

Current

February 19, 2015 - Present

DESTRA CAPITAL INVESTMENTS LLC

BD
CRD#: 148299
DANVILLE, CA
Past

March 29, 2006 - April 16, 2013

JANUS HENDERSON DISTRIBUTORS US LLC

BD
CRD#: 28832
DENVER, CO

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.

Visual representation of state registrations

RR
Colorado
(1/3/2022)

Exams

General Industry/Product Exam
RR
SIE
Date: 10/1/2018
Securities Industry Essentials Examination
General Industry/Product Exam
RR
Series 7
Date: 3/28/2006
General Securities Representative Examination
SRO Registrations
RR
FINRA

Current Firm

DC
DESTRA CAPITAL INVESTMENTS LLC
DESTRA CAPITAL INVESTMENTS LLC | DESTRACOM INVESTMENTS LLC | DESTRA INVESTMENTS LLC

CRD#: 148299 / SEC#: , 8-68006

BD
Broker-Dealer Firm Regulated by FINRA (Denver district office)
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Contact information

Main Address
443 N. Willson Ave., Bozeman, MT 59715
Mailing Address
443 N. Willson Ave., Bozeman, MT 59715
Phone number
(877) 855-3434
Established
Delaware since 08/08/2008
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Small
# of Employees

FINRA licenses (53 States and Territories)

Blank US states mapAlaskaHawaiiAlabamaArkansasArizonaCaliforniaColoradoConnecticutDelawareFloridaGeorgiaIowaIdahoIllinoisIndianaKansasKentuckyLouisianaMassachusettsMarylandMaineMichiganMinnesotaMissouriMississippiMontanaNorth CarolinaNorth DakotaNebraskaNew HampshireNew JerseyNew MexicoNevadaNew YorkOhioOklahomaOregonPennsylvaniaRhode IslandSouth CarolinaSouth DakotaTennesseeTexasUtahVirginiaVermontWisconsinWest VirginiaWyoming

Documents

Direct owners and executive officers

NamePositionCRD#
DESTRA CAPITAL MANAGEMENT LLCMEMBER AND MANAGER OF DESTRA CAPITAL INVESTMENTS LLC
BLECHNER, MYLES REIDCCO2709013
COSTENBADER, WALTER RUSSELLFINOP/CFO1828345
MARTELLARO, DOMINIC CARLCEO OF DESTRA CAPITAL INVESTMENTS LLC1271857
YOUNT, JAMESPRESIDENT2373645

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Company Information

DESTRA CAPITAL INVESTMENTS LLC

CRD#: 148299Danville, CA

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