RH
Robert L. Harbison
PARK AVENUE SECURITIES
ROME, GA 30161
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CRD#: 4516041
RH
Robert L Harbison JR.PARK AVENUE SECURITIES
Professional summary
Robert L Harbison JR., ChFC®, CLU®, who also goes by Rob Harbison, Robert Lee Harbison Jr, is a registered financial advisor currently at PARK AVENUE SECURITIES LLC located in Rome, Georgia.
Robert is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2003. Robert has worked at 2 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Aliases
Rob Harbison | Robert Lee Harbison Jr
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. GREATER ROME CHAMBER OF COMMERCE, Start: 06/01/2003, Address: 1301 E. 2nd Ave SE, Rome, GA 30161, 1 non bus hr per month, Not investment related, 2. Fixed Annuities-I am appointed with Prudential, Jackson National, Reliance Standard, Equitrust, Oxford Life and Oceanview to provide fixed annuities, Start: 01/01/2010, Address: 1301 E. 2nd Avenue SE, Rome, GA 30161, 2 bus hrs per month, Investment related, Less than 10% annual compensation, 3. RTRP - Registered Tax Return Preparer, Start: 12/01/2012, Address: 1301 E. 2nd Avenue SE, Rome, GA 30161, Hrs per month - Tot/Bus: 20/5, Not investment related, 4. Earthen Vessels Financial Services, LLC, Start: 11/15/2017, Address: 1301 E. 2nd Avenue SE Rome, GA 30161, 1 bus hr per month, Not investment related, 5. Tax Preparation Services, Start: 12/01/2012, Address: 1301 E. 2nd Avenue SE Rome, GA 30161, Hrs per month - tot/bus: 60/30, Not investment related, 6. Group Disability Insurance, Start: 11/01/2019, Address: 1301 E. 2nd Avenue SE, Rome, GA 30161, 1 bus hr per month, Investment related, 7. Treasure in Earthen Vessels, Inc-Providing Bibles, Bible study materials and aids, worship aids, song books, benevolence, and financial help with other church and ministry related needs primarily overseas, Start: 01/01/2020, Address: 1432 Indiana Ave Louisville, KY 40213, 4 non bus hrs per month, Not investment related, 8. Voluntary Benefits at Work-TransAmerica has a group life policy with a long-term care benefit, Start: 05/17/2022, Address: 1301 E. 2nd Avenue SE, Rome, GA 30161, 1-3 total hours per month 1-3 during securities trading hours, Investment related, Less than 10% annual compensation, 9. Net Menders, Inc. Start Date: 10/1/2024, Address: 1543 Kingston Hwy., Kingston, GA 30145-1916, 1 total hours per month; 0 during securities trading hours, Not Investment related, No annual compensation, 10. Earthen Vessels Tax Services, LLC, Start Date: 1/1/2025, Address: 1301 E. 2nd Avenue SE, Rome, GA 30161, 60 total hours per month; 30 during securities trading hours, Not Investment related, Less than 10% annual compensation,
CRS (Client Relationship Summary) - RIA
Click below to view Robert L Harbison JR.'s CRS (Customer Relationship Summary).
CRS (Client Relationship Summary) - BD
Click below to view Robert L Harbison JR.'s CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
Experience
Current
June 26, 2006 - Present
PARK AVENUE SECURITIES LLC
Office #1: 1301 E. 2nd Ave, Rome, GA 30161RIA
BD
CRD#: 46173
ROME, GA
Current
April 23, 2002 - Present
PARK AVENUE SECURITIES LLC
Office #1: 1301 E. 2nd Ave, Rome, GA 30161RIA
BD
CRD#: 46173
ROME, GA
Past
April 28, 2003 - December 31, 2010
PEACHTREE PLANNING ADVISORS, INC.
RIA
CRD#: 112787
ROME, GA
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC | PARK AVENUE WEALTH MANAGEMENT
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(5/8/2008)
IAR
Alabama(11/4/2008)
RR
Alaska(5/23/2023)
RR
California(8/5/2026)
RR
Colorado(1/10/2025)
RR
Florida(5/9/2018)
RR
Georgia(7/26/2002)
IAR
Georgia(6/26/2006)
RR
Illinois(4/11/2017)
RR
Indiana(6/27/2025)
IAR
Kentucky(6/28/2006)
RR
Kentucky(1/4/2021)
RR
Louisiana(4/2/2021)
RR
Maryland(9/13/2025)
RR
Michigan(10/8/2025)
RR
New York(2/12/2021)
RR
North Carolina(1/13/2014)
RR
Ohio(11/12/2015)
IAR
Ohio(7/14/2016)
RR
Oregon(2/7/2023)
RR
Tennessee(6/3/2014)
RR
Texas(1/14/2021)
RR
Virginia(9/26/2024)
RR
West Virginia(5/4/2022)
Exams
What does exam status mean?
State Security Law Exam
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
PA
PARK AVENUE SECURITIES LLC
PARK AVENUE SECURITIES LLC | PARK AVENUE WEALTH MANAGEMENT
CRD#: 46173 / SEC#: 801-58108, 8-51324
RIA
Registered Investment Advisory firm - SEC (11/13/2000 Approved)District of Columbia
Registered Investment Advisory firm - SEC (1/2/2002 Terminated)BD
Broker-Dealer Firm Regulated by FINRA (New York district office)
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Contact information
Main Address
10 Hudson Yards, New York, NY 10001
Mailing Address
10 Hudson Yards, New York, NY 10001
Phone number
+1 (888) 600-4667
Established
Delaware since 08/20/1998
Firm type
Limited Liability Company
Fiscal year end
December
Firm Size
Large
# of Employees
2,073
SEC notice filing (53 States and Territories)
FINRA licenses (53 States and Territories)
Documents
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| THE GUARDIAN LIFE INSURANCE COMPANY OF AMERICA | OWNER | |
| BOGGS, ALLEN WARREN | HEAD OF PRODUCT & SUPERVISION | 4751363 |
| CASWELL, MARIANNE GRACE | PRESIDENT AND ELECTED MEMBER | 6424651 |
| DAVARASHVILI, KATE | FINOP/PRINCIPAL FINANCIAL OFFICER. | 5642325 |
| DESROCHERS, CARL | ELECTED MEMBER | 7807194 |
| GALLO, JOSEPH MICHAEL | CHIEF COMPLIANCE OFFICER | 3108044 |
| HERGAN, JOSHUA NEIL | GENERAL COUNSEL | 4572643 |
| MAHER, CARLY PRITCHARD | ELECTED MEMBER & HEAD OF WEALTH MANAGEMENT STRATEGY AND BUSINESS OPERATIONS | 4003223 |
| RYNIKER, MICHAEL JOHN | PRINCIPAL OPERATIONS OFFICER | 2474604 |
| VECCHI, MEG R | ELECTED MEMBER | 4769594 |
Regulatory assets under management
| Total Number of Accounts | 82,118 |
| AUM (Assets Under Management) | $ 19,575,765,851 |
Disclosures
| Regulatory Event | 20 |
| Arbitration | 3 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 11/25/2025 | ||
| 01/22/2025 | ||
| 11/15/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
PARK AVENUE SECURITIES LLC
CRD#: 46173Rome, GA 30161TRUST BUT VERIFY
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