Christine A. Trostle
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Christine Antoinette Trostle, who also goes by Christine Antoinette Costa, was a registered financial professional .
Christine is a previously registered financial professional and started their career in finance in 2002. Christine had worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
January 2, 2020 - November 27, 2023
SOUND LEGACY WEALTH ADVISORS, LLC
October 23, 2009 - January 2, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
October 23, 2009 - January 2, 2020
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
April 8, 2008 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
March 31, 2008 - October 23, 2009
BANC OF AMERICA INVESTMENT SERVICES, INC.
February 2, 2006 - July 5, 2006
MBSC, LLC
February 1, 2006 - July 5, 2006
MBSC, LLC
March 17, 2003 - December 12, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
October 16, 2002 - December 12, 2005
BANC OF AMERICA INVESTMENT SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
SOUND LEGACY WEALTH ADVISORS, LLC
CRD#: 306332 / SEC#: 801-117779
Contact information
Regulatory assets under management
| Total Number of Accounts | 118 |
| AUM (Assets Under Management) | $ 92,000,000 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
