Tawsif A. Chowdhury
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Tawsif Ahmed Chowdhury, who also goes by Tawsif Chowdhury, was a registered financial professional .
Tawsif is a previously registered financial professional and started their career in finance in 2002. Tawsif had worked at 5 firms and has passed the Series 66, Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
August 8, 2017 - May 10, 2019
GOLDMAN SACHS WEALTH SERVICES, L.P.
August 8, 2017 - May 10, 2019
MERCER ALLIED COMPANY, L.P.
August 15, 2016 - August 8, 2017
GOLDMAN SACHS & CO. LLC
August 23, 2004 - April 13, 2006
EQUITABLE ADVISORS, LLC
April 30, 2004 - April 13, 2006
EQUITABLE ADVISORS, LLC
March 27, 2002 - August 9, 2002
LADENBURG CAPITAL MANAGEMENT INC.
Primary Firm SEC Registration
GOLDMAN SACHS WEALTH SERVICES, L.P.
CRD#: 106693 / SEC#: 801-48238
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
GOLDMAN SACHS WEALTH SERVICES, L.P.
CRD#: 106693 / SEC#: 801-48238
Contact information
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 33,477 |
| AUM (Assets Under Management) | $ 25,958,285,000 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/24/2025 | ||
| 09/25/2024 | ||
| 11/17/2023 | ||
| 01/26/2023 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
