David A. Campbell

CAMPBELL FINANCIAL ADVISORY

BENTON, AR

Some features on this profile are disabled

CRD#: 4515306

Professional summary

David Aaron Campbell is a registered financial advisor currently at CAMPBELL FINANCIAL ADVISORY, LLC located in Benton, Arkansas.

David is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. David has worked at 6 firms and has passed the Series 66 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Aaron Campbell's CRS (Customer Relationship Summary).

MORGAN KEEGAN & COMPANY, LLC

CRD#: 4161

LITTLE ROCK, AR

Past

April 13, 2004 - May 27, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

RIA

CRD#: 6363

LITTLE ROCK, AR

Past

March 17, 2004 - May 27, 2005

IDS LIFE INSURANCE COMPANY

CRD#: 6321

MINNEAPOLIS, MN

Past

March 17, 2004 - May 27, 2005

AMERIPRISE FINANCIAL SERVICES, LLC

CRD#: 6363

MINNEAPOLIS, MN

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Arkansas
(10/17/2016)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 4/12/2004

Uniform Combined State Law Examination

General Industry/Product Exam

Series 7

Date: 3/15/2004

General Securities Representative Examination

Current Firm

CAMPBELL FINANCIAL ADVISORY, LLC

CRD#: 285281 / SEC#:

Arkansas

Registered Investment Advisory firm - (10/17/2016 Approved)

Upgrade to AdvisorCheck Premium

Get A Biweekly Pulse, AutomaticallyReceive biweekly alerts automatically. Stay informed and proactive.

Catch Firm-Level Red Flags SoonerCatch leadership changes and disclosures early, before issues escalate.

See Trends. Not Just SnapshotsMonitor firm stability metrics like AUM and advisor ratios over time.

Contact information

Main Address

Benton, AR

Mailing Address

Po Box 2437, Benton, AR 72019

Phone number

(800) 571-6447

Established

Firm type

Fiscal year end

# of Employees

Documents

Latest Form ADV

Regulatory assets under management

Total Number of Accounts	59
AUM (Assets Under Management)	$ 6,287,641

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

Similar Advisors

Stephen Zahka

EDWARD JONES

IAR

Marlborough, MA

Frank Moore

UBS FINANCIAL SERVICES INC.

IAR

Greenwich, CT

Marshall Rosen

OSAIC WEALTH, INC.

IAR

Fort Lauderdale, FL

Why AdvisorCheck

We're Here To Help

Advisor Monitoring

Firm Stability Insights

David A. Campbell

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view David Aaron Campbell's CRS (Customer Relationship Summary).

Certified licenses

Experience

CAMPBELL FINANCIAL ADVISORY, LLC

GLOBAL FINANCIAL PRIVATE CAPITAL, INC.

BROOKSTONE CAPITAL MANAGEMENT LLC

MORGAN KEEGAN & COMPANY, LLC

MORGAN KEEGAN & COMPANY, LLC

AMERIPRISE FINANCIAL SERVICES, LLC

IDS LIFE INSURANCE COMPANY

AMERIPRISE FINANCIAL SERVICES, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 4/12/2004

Series 7

Date: 3/15/2004

Current Firm

CAMPBELL FINANCIAL ADVISORY, LLC

Contact information

Documents

Regulatory assets under management

Red Flags

Company Information

CAMPBELL FINANCIAL ADVISORY, LLC

TRUST BUT VERIFY

Similar Advisors