James G. Hendricks

HENDRICKS WEALTH AND ESTATE MANAGEMENT

West Dundee, IL 60118

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CRD#: 4514899

Professional summary

James Gerald Hendricks, CFP® is a registered financial advisor currently at HENDRICKS WEALTH AND ESTATE MANAGEMENT located in West Dundee, Illinois.

James is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. James has worked at 6 firms and has passed the Series 66, SIE and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

J.G. HENDRICKS FINANCIAL SERVICES, LLC. 650 SPRING HILL RING ROAD SUITE 2000 WEST DUNDEE, IL 60118. Owner and investment advisor, investment related, 40 per week, 40 hours in trading hours. ***FIXED INSURANCE. J.G. HENDRICKS FINANCIAL SERVICES, LLC. 650 SPRING HILL RING ROAD SUITE 2000 WEST DUNDEE, IL 60118. INSURANCE SALES, AGENT; FINANCIAL ADVISOR. 2004. HRS/MONTH: 2 HRS/TRADING: 2

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Gerald Hendricks's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

CFP^®

Certified Financial Planner

Start date: 2007

Experience

Current

October 12, 2017 - Present

HENDRICKS WEALTH AND ESTATE MANAGEMENT

Office #1: 600 Spring Hill Ring Road, Suite #108, West Dundee, IL 60118

RIA

CRD#: 289593

West Dundee, IL

Past

January 21, 2021 - August 31, 2022

HERO INVESTMENT PLANNERS LLC

RIA

CRD#: 311962

WEST DUNDEE, IL

Past

October 3, 2016 - October 12, 2017

CETERA ADVISORS LLC

RIA

CRD#: 10299

WEST DUNDEE, IL

Past

October 3, 2016 - October 12, 2017

CETERA ADVISORS LLC

CRD#: 10299

WEST DUNDEE, IL

Past

January 10, 2005 - October 3, 2016

INVESTORS CAPITAL CORP.

RIA

CRD#: 30613

WEST DUNDEE, IL

Past

May 17, 2004 - October 3, 2016

INVESTORS CAPITAL CORP.

CRD#: 30613

WEST DUNDEE, IL

Past

May 14, 2004 - December 31, 2004

EASTERN POINT ADVISORS INC.

RIA

CRD#: 107123

LAKE IN THE HILLS, IL

Past

June 21, 2002 - May 24, 2004

RBC CAPITAL MARKETS, LLC

RIA

CRD#: 31194

HOFFMAN ESTATES, IL

Past

May 1, 2002 - May 24, 2004

RBC CAPITAL MARKETS, LLC

CRD#: 31194

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

HENDRICKS WEALTH AND ESTATE MANAGEMENT

HENDRICKS WEALTH AND ESTATE MANAGEMENT | J.G.HENDRICKS FINANCIAL SERVICES, LLC | J.G. HENDRICKS FINANCIAL SERVICES, LLC DBA HENDRICKS WEALTH AND ESTATE MANAGEMENT

CRD#: 289593 / SEC#: 801-111818

RIA

Registered Investment Advisory firm - (10/6/2017 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Hawaii
(10/12/2017)

IAR

Illinois
(10/12/2017)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 5/10/2002

Uniform Combined State Law Examination

General Industry/Product Exam

SIE

Date: 10/12/2017

Securities Industry Essentials Examination

General Industry/Product Exam

Series 7

Date: 4/30/2002

General Securities Representative Examination

Current Firm

HENDRICKS WEALTH AND ESTATE MANAGEMENT

HENDRICKS WEALTH AND ESTATE MANAGEMENT | J.G.HENDRICKS FINANCIAL SERVICES, LLC | J.G. HENDRICKS FINANCIAL SERVICES, LLC DBA HENDRICKS WEALTH AND ESTATE MANAGEMENT

CRD#: 289593 / SEC#: 801-111818

RIA

Registered Investment Advisory firm - (10/6/2017 Approved)

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Contact information

Main Address

2403 Harnish Dr., Suite 201, Algonquin, IL 60102

Mailing Address

Phone number

(847) 428-3997

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (17 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A - FIRM BROCHURE (9/23/2025)

Regulatory assets under management

Total Number of Accounts	2,688
AUM (Assets Under Management)	$ 411,552,250

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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We're Here To Help

Advisor Monitoring

Firm Stability Insights

James G. Hendricks

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view James Gerald Hendricks's CRS (Customer Relationship Summary).

Certified licenses

Experience

HERO INVESTMENT PLANNERS LLC

CETERA ADVISORS LLC

CETERA ADVISORS LLC

INVESTORS CAPITAL CORP.

INVESTORS CAPITAL CORP.

EASTERN POINT ADVISORS INC.

RBC CAPITAL MARKETS, LLC

RBC CAPITAL MARKETS, LLC

Primary Firm SEC Registration

HENDRICKS WEALTH AND ESTATE MANAGEMENT

State Registrations and Notice Filings

Exams

Series 66

Date: 5/10/2002

SIE

Date: 10/12/2017

Series 7

Date: 4/30/2002

Current Firm

HENDRICKS WEALTH AND ESTATE MANAGEMENT

Contact information

SEC notice filing (17 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

HENDRICKS WEALTH AND ESTATE MANAGEMENT

TRUST BUT VERIFY

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