Pamela C. Milstead
Professional summary
Pamela Claire Milstead, who also goes by Pamela Claire Baker, Pamela Baker Milstead, is a registered financial advisor currently at FROST INVESTMENT SERVICES located in Spring, Texas and FROST BROKERAGE SERVICES, INC. located in The Woodlands, Texas.
Pamela is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Pamela has worked at 5 firms and has passed the Series 65, Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Pamela Claire Milstead's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 27, 2022 - Present
FROST INVESTMENT SERVICES
Office #1: 215 E Shore Dr, Spring, TX 77380June 14, 2016 - Present
FROST BROKERAGE SERVICES, INC.
Office #1: 215 E Shore Drive, The Woodlands, TX 77380June 17, 2017 - December 31, 2021
FROST INVESTMENT SERVICES
October 17, 2014 - May 10, 2016
WELLS FARGO CLEARING SERVICES, LLC
October 17, 2014 - May 10, 2016
WELLS FARGO CLEARING SERVICES, LLC
September 18, 2013 - July 18, 2014
HANCOCK WHITNEY INVESTMENT SERVICES INC.
August 23, 2013 - July 18, 2014
HANCOCK WHITNEY INVESTMENT SERVICES INC.
January 3, 2011 - November 4, 2011
WELLS FARGO CLEARING SERVICES, LLC
January 3, 2011 - November 4, 2011
WELLS FARGO CLEARING SERVICES, LLC
September 3, 2002 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
April 9, 2002 - January 3, 2011
WELLS FARGO INVESTMENTS, LLC
Primary Firm SEC Registration
FROST INVESTMENT SERVICES
CRD#: 286129 / SEC#: 801-108754
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/14/2016)
(1/27/2022)
Exams
FINRA
Current Firm
FROST INVESTMENT SERVICES
CRD#: 286129 / SEC#: 801-108754
Contact information
SEC notice filing (28 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 3,179 |
| AUM (Assets Under Management) | $ 2,976,654,932 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/10/2024 | ||
| 11/27/2023 | ||
| 12/21/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
FROST INVESTMENT SERVICES
CRD#: 286129Spring, TX 77380TRUST BUT VERIFY
Monitor Pamela Milstead
Get automatic monthly alerts on:
