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Michael Lawrence Clark

GROUP ONE TRADING
CHICAGO, IL
·CRD# 4514317·24 years experience

Professional Summary

Michael Lawrence Clark is a registered financial advisor currently at GROUP ONE TRADING LLC located in Chicago, Illinois and DYNAMEX TRADING, LLC located in New York, New York. Michael is registered as a RR (Registered Representative) and started their career in finance in 2002. Michael has worked at 4 firms and has passed the SIE, Series 99TO and Series 27 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

There are no additional aliases reported.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years in the financial services industry

Current & Past Employments

GROUP ONE TRADING LLC·CRD# 37484
BD
1. 425 S Financial Place Suite 3400, Chicago, IL 606052. 425 S Financial Place Suite 3400, Chicago, IL 60605
March 18, 2003 - Present
DYNAMEX TRADING, LLC·CRD# 127434
BD
28 Liberty Street Suite 4000, New York, NY 10005
December 3, 2003 - Present
SHARE KING, LLC·CRD# 33150
BD
San Francisco, CA
September 6, 2002 - January 14, 2004
BAYSIDE FINANCIAL, LLC·CRD# 44211
BD
Walnut Creek, CA
April 9, 2002 - January 21, 2004

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Current Firm

DT
DYNAMEX TRADING, LLC

DYNAMEX TRADING, LLC

CRD#: 127434 / SEC#: 8-65999
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

28 Liberty Street Suite 4000, New York, NY 10005

Mailing Address

28 Liberty Street Suite 4000, New York, NY 10005

Phone Number

(646) 827-6033

Established

Delaware since 10/01/2024

Firm Type

Limited Liability Company

Fiscal Year End

September

Firm Size

Small

FINRA licenses (11 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Direct owners and executive officers

NamePositionCRD#
GROUP ONE HOLDINGS LLCPARENT COMPANY—
BOCK, HARRIS ADAMCHIEF EXECUTIVE OFFICER5532493
CLARK, MICHAEL LAWRENCECFO / POO / PFO4514317
LEFKOWITZ, JASON SCOTTCHIEF COMPLIANCE OFFICER4660146

Disclosures

Regulatory Event

1

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
This advisor is not registered in any state.

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

SIE — Securities Industry Essentials Examination

Passed Jan 2023About the SIE exam

Series 99TO — Operations Professional Examination

Passed Jan 2023About the Series 99TO exam

Series 27 — Financial and Operations Principal Examination

Passed Mar 2002About the Series 27 exam
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CRS (Client Relationship Summary) - BD

Click below to view Michael Lawrence Clark's CRS (Customer Relationship Summary).

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