Ryan Sullivan
REHMANN WEALTH
TRAVERSE CITY, MI 49684
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CRD#: 4514250
Professional summary
Ryan Sullivan, CFP®, who also goes by Ryan Heath Sullivan, is a registered financial advisor currently at REHMANN WEALTH located in Traverse City, Michigan and REHMANN FINANCIAL NETWORK, LLC located in Traverse City, Michigan.
Ryan is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Ryan has worked at 6 firms and has passed the Series 63, SIE, Series 7 and Series 6 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Ryan Heath Sullivan
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1) REHMANN FINANCIAL (REHMANN CAPITAL ADVISORY GROUP)- INVESTMENT RELATED - 107 S. CASS ST SUITE A, TRAVERSE CITY, MI 49684 - FINANCIAL ADVISOR - AFFILIATED 12/2003 - 80 HRS/MONTH - 40HRS/MONTH DURING SECURITIES TRADING - PROVIDE INVESTMENT ADVISORY SERVICES, FINANCIAL PLANNING, AND RETIREMENT PLAN CONSULTING SERVICES TO CLIENTS.
2) REHMANN INSURANCE GROUP - INVESTMENT RELATED - 107 S. CASS ST, SUITE A, TRAVERSE CITY, MI 49684 - STATUTORY AGENT - AFFILIATED 12/2003 - 10 HRS/MONTH - 8HRS/MONTH DURING SECURITIES TRADING - WORK AS AN AGENT TO PROVIDE FIXED INSURANCE SOLUTIONS IN LIFE, DISABILITY, ACCIDENT AND HEALTH MARKETS.
3)REHMANN FINANCIAL NETWORK LLC; POSITION: REGISTERED REP; NATURE: LLC; INVESTMENT RELATED: YES; NUMBER OF HOURS: 5; SECURITIES TRADING HOURS: 5; START DATE: 01/01/2017 ADDRESS: 4086 LEGACY PARKWAY, LANSING, MI 48911; DESCRIPTION: REGISTERED REP
4) NATIONAL WRITERS SERIES; NON-INVESTMENT RELATED; ADDRESS: 1200 W 11TH ST, SE 231, TRAVERSE CITY, MI 49684; NATURE OF THE BUSINESS: NON PROFIT ORGANIZATION; POSITION: BOARD MEMBER; START DATE: 2/1/2020; HOURS PER MONTH: 2; SECURITIES HOURS PER MONTH: <1; DUTIES: SERVE AS GENERAL BOARD MEMBER FOR AN ARTS RELATED NON PROFIT
CRS (Client Relationship Summary) - RIA
Click below to view Ryan Sullivan's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
CFP®
Start date: 2006
Experience
Current
June 11, 2010 - Present
REHMANN WEALTH
Office #1: 107 S. Cass St Suite A, Traverse City, MI 49684RIA
CRD#: 123047
TRAVERSE CITY, MI
Current
January 19, 2017 - Present
REHMANN FINANCIAL NETWORK, LLC
Office #1: 107 S. Cass St. Suite A, Traverse City, MI 49684BD
CRD#: 165027
Traverse City, MI
Past
February 26, 2010 - December 31, 2017
OSAIC WEALTH, INC.
BD
CRD#: 23131
TRAVERSE CITY, MI
Past
October 1, 2007 - February 26, 2010
TRIAD ADVISORS LLC
BD
CRD#: 25803
TRAVERSE CITY, MI
Past
February 4, 2004 - October 2, 2007
MUTUAL SERVICE CORPORATION
BD
CRD#: 4806
TRAVERSE CITY, MI
Past
March 27, 2002 - October 31, 2003
HANTZ FINANCIAL SERVICES, INC.
BD
CRD#: 46047
SOUTHFIELD, MI
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
RW
REHMANN WEALTH
REHMANN CAPITAL ADVISORY GROUP, LLC | REHMANN WEALTH | REHMANN FINANCIAL GROUP, LLC | REHMANN FINANCIAL
CRD#: 123047 / SEC#: 801-64587
RIA
Registered Investment Advisory firm - (8/16/2005 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Colorado(1/24/2018)
RR
Florida(2/13/2018)
RR
Indiana(2/5/2018)
IAR
Louisiana(10/1/2019)
IAR
Michigan(6/11/2010)
RR
Michigan(1/1/2017)
IAR
New Hampshire(10/13/2022)
RR
Ohio(10/12/2021)
RR
Virginia(1/29/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
RW
REHMANN WEALTH
REHMANN CAPITAL ADVISORY GROUP, LLC | REHMANN WEALTH | REHMANN FINANCIAL GROUP, LLC | REHMANN FINANCIAL
CRD#: 123047 / SEC#: 801-64587
RIA
Registered Investment Advisory firm - (8/16/2005 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
4086 Legacy Parkway, Lansing, MI 48911-4261
Mailing Address
Phone number
(517) 316-2400
Established
Firm type
Fiscal year end
# of Employees
36
SEC notice filing (30 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 5,238 |
| AUM (Assets Under Management) | $ 4,270,170,000 |
Red Flags
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Check for any disclosures as part of your thorough research when choosing an advisor.
