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Christopher Devlin Gates

BLUE OWL SECURITIES
New York, NY
·CRD# 4512945·24 years experience

Professional Summary

Christopher Devlin Gates, who also goes by Chris Gates, Christopher Gates, is a registered financial advisor currently at BLUE OWL SECURITIES located in New York, New York. Christopher is registered as a RR (Registered Representative) and started their career in finance in 2002. Christopher has worked at 6 firms and has passed the Series 63, Series 66, Series 7TO and Series 7 exams.

At a Glance

Best-Interest Standard

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Fiduciary Standard

Fee Structure

Account Minimum

Active Clients

Other Aliases

Chris Gates, Christopher Gates

Blog Corner

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Videos & Posts

This advisor has not added any videos or posts yet.

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Contact Information

This advisor has not claimed their profile yet, so there is no contact information to display at this time.

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Disclosures are events reported to regulators, such as customer disputes, regulatory actions, employment separations, or financial events. Some are resolved, denied, or contested — a disclosure is not a verdict. We recommend asking an advisor directly about any disclosure on their record.

Disclosures on record.

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities. Check for any disclosures as part of your thorough research when choosing an advisor.

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Years of Experience

24 years in the financial services industry

Current & Past Employments

BLUE OWL SECURITIES·CRD# 283250
BD
375 Park Avenue, New York, NY 10152
August 30, 2022 - Present
MARINER INVESTMENT GROUP, LLC·CRD# 124744
RIA
Harrison, NY
February 27, 2007 - December 31, 2009
MARINER GROUP CAPITAL MARKETS, LLC·CRD# 25878
BD
New York, NY
February 23, 2007 - January 4, 2016
BEAR STEARNS ASSET MANAGEMENT INC.·CRD# 113359
RIA
New York, NY
October 24, 2003 - March 9, 2005
J.P. MORGAN SECURITIES LLC·CRD# 79
BD
New York, NY
July 2, 2003 - March 9, 2005
BOSTON MERCHANT FINANCIAL SERVICES, INC.·CRD# 23739
BD
Boston, MA
May 6, 2002 - July 7, 2003

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Current Firm

BO
BLUE OWL SECURITIES

BLUE OWL SECURITIES | OWL ROCK SECURITIES | OWL ROCK CAPITAL SECURITIES LLC | BLUE OWL SECURITIES LLC

CRD#: 283250 / SEC#: 8-69744
BD
Broker-Dealer Firm Regulated by FINRA (New York district office)

Contact Information

Main Address

375 Park Avenue, New York, NY 10152

Mailing Address

375 Park Avenue 4th Floor, New York, NY 10152

Phone Number

(212) 419-3000

Established

Delaware since 12/17/2015

Firm Type

Limited Liability Company

Fiscal Year End

December

Firm Size

Medium

FINRA licenses (52 States and Territories)

Registered to provide investment advisory services in 0 US states and territories.

Documents

Customer Relationship Summary (CRS / FINRA)

Direct owners and executive officers

NamePositionCRD#
BLUE OWL CAPITAL GROUP LLCSOLE MEMBER—
AMATO, KERRI ANNCHIEF COMPLIANCE OFFICER4710835
CONNOR, SEAN RICHARDPRESIDENT AND CHIEF EXECUTIVE OFFICER6019182
PAGNOTTA, ANTONIO FRANCESCOFINOP5037398

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Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

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State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.
RR
indicates the advisor is registered as a Registered Representative in this state, allowing securities offerings such as stocks, bonds, and mutual funds through a broker-dealer.
RR
Alabama
(9/9/2022)
RR
Alaska
(9/19/2022)
RR
Arizona
(9/14/2022)
RR
Arkansas
(9/14/2022)
RR
California
(9/9/2022)
RR
Colorado
(8/31/2022)
RR
Connecticut
(8/31/2022)
RR
Delaware
(9/29/2022)
RR
District of Columbia
(9/7/2022)
RR
Florida
(8/31/2022)
RR
Georgia
(9/12/2022)
RR
Hawaii
(9/12/2022)
RR
Idaho
(8/30/2022)
RR
Illinois
(9/21/2022)
RR
Indiana
(9/12/2022)
RR
Iowa
(9/12/2022)
RR
Kansas
(9/12/2022)
RR
Kentucky
(9/12/2022)
RR
Louisiana
(9/6/2022)
RR
Maine
(9/12/2022)
RR
Maryland
(8/31/2022)
RR
Massachusetts
(9/12/2022)
RR
Michigan
(9/14/2022)
RR
Minnesota
(9/9/2022)
RR
Mississippi
(9/12/2022)
RR
Missouri
(9/9/2022)
RR
Montana
(9/12/2022)
RR
Nebraska
(9/9/2022)
RR
Nevada
(9/23/2022)
RR
New Hampshire
(9/12/2022)
RR
New Jersey
(9/13/2022)
RR
New Mexico
(9/12/2022)
RR
New York
(9/10/2022)
RR
North Carolina
(9/12/2022)
RR
North Dakota
(9/12/2022)
RR
Ohio
(9/12/2022)
RR
Oklahoma
(9/13/2022)
RR
Oregon
(9/13/2022)
RR
Pennsylvania
(9/12/2022)
RR
Puerto Rico
(9/1/2022)
RR
Rhode Island
(9/15/2022)
RR
South Carolina
(9/13/2022)
RR
South Dakota
(9/9/2022)
RR
Tennessee
(9/12/2022)
RR
Texas
(9/12/2022)
RR
Utah
(9/12/2022)
RR
Vermont
(9/9/2022)
RR
Virginia
(9/12/2022)
RR
Washington
(9/9/2022)
RR
West Virginia
(9/12/2022)
RR
Wisconsin
(9/13/2022)
RR
Wyoming
(9/14/2022)

Exams

Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.

Series 63 — Uniform Securities Agent State Law Examination

Passed Sep 2022About the Series 63 exam

Series 66 — Uniform Combined State Law Examination

Passed Oct 2003About the Series 66 exam

Series 7TO — General Securities Representative Examination

Passed Aug 2022About the Series 7TO exam

Series 7 — General Securities Representative Examination

Passed May 2002About the Series 7 exam
FINRA
SRO Registrations

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CRS (Client Relationship Summary) - BD

Click below to view Christopher Devlin Gates's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

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