Christopher D. Gates
Professional summary
Christopher Devlin Gates, who also goes by Chris Gates, Christopher Gates, is a registered financial professional currently at BLUE OWL SECURITIES located in New York, New York.
Christopher is registered as a RR (Registered Representative) and started their career in finance in 2002. Christopher has worked at 6 firms and has passed the Series 63, Series 66, Series 7TO and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Christopher Devlin Gates's CRS (Customer Relationship Summary).
Certified licenses
Experience
August 30, 2022 - Present
BLUE OWL SECURITIES
Office #1: 375 Park Avenue, New York, NY 10152February 27, 2007 - December 31, 2009
MARINER INVESTMENT GROUP, LLC
February 23, 2007 - January 4, 2016
MARINER GROUP CAPITAL MARKETS, LLC
October 24, 2003 - March 9, 2005
BEAR STEARNS ASSET MANAGEMENT INC.
July 2, 2003 - March 9, 2005
J.P. MORGAN SECURITIES LLC
May 6, 2002 - July 7, 2003
BOSTON MERCHANT FINANCIAL SERVICES, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(9/9/2022)
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Exams
Series 7TO
Date: 8/29/2022
General Securities Representative ExaminationFINRA
Current Firm
BLUE OWL SECURITIES
CRD#: 283250 / SEC#: , 8-69744
Contact information
FINRA licenses (52 States and Territories)
Red Flags
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