Nathaniel T. Jones
Professional summary
Nathaniel Takashi Jones, who also goes by Nathaniel T Jones, Nathaniel Takashi Jones, is a registered financial professional currently at NUVEEN SECURITIES, LLC located in Chicago, Illinois.
Nathaniel is registered as a RR (Registered Representative) and started their career in finance in 2002. Nathaniel has worked at 4 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Nathaniel Takashi Jones's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 1, 2011 - Present
NUVEEN SECURITIES, LLC
Office #1: 333 West Wacker Drive, Chicago, IL 60606-1286October 1, 2008 - October 1, 2009
J.P. MORGAN SECURITIES LLC
April 5, 2007 - October 1, 2008
J.P. MORGAN SECURITIES INC.
March 21, 2005 - March 22, 2007
MORGAN STANLEY & CO. LLC
April 9, 2002 - March 18, 2005
J.P. MORGAN SECURITIES INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
FINRA
Current Firm
NUVEEN SECURITIES, LLC
CRD#: 469 / SEC#: , 8-13464
Contact information
FINRA licenses (53 States and Territories)
Disclosures
| Regulatory Event | 7 |
| Civil Event | 2 |
| Arbitration | 1 |
Red Flags
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