Tyson C. Reed

WHALEROCK POINT PARTNERS

Providence, RI 02903-2205

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CRD#: 4512839

Professional summary

Tyson Carter Reed SR., who also goes by Tyson Carter Reed Sr, is a registered financial advisor currently at WHALEROCK POINT PARTNERS, LLC located in Providence, Rhode Island.

Tyson is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2002. Tyson has worked at 5 firms and has passed the Series 66, Series 63 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

Tyson Carter Reed Sr

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

The advisor shows no other business activity.

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tyson Carter Reed SR.'s CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 15, 2017 - Present

WHALEROCK POINT PARTNERS, LLC

Office #1: One Turks Head Place Suite 1400, Providence, RI 02903-2205

RIA

CRD#: 140781

Providence, RI

Past

September 23, 2010 - March 19, 2014

J.P. MORGAN SECURITIES LLC

CRD#: 79

BOSTON, MA

Past

October 23, 2009 - September 8, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

RIA

CRD#: 7691

PROVIDENCE, RI

Past

October 23, 2009 - September 8, 2010

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

CRD#: 7691

PROVIDENCE, RI

Past

September 25, 2006 - October 23, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

RIA

CRD#: 16361

PROVIDENCE, RI

Past

October 20, 2004 - October 23, 2009

BANC OF AMERICA INVESTMENT SERVICES, INC.

CRD#: 16361

PROVIDENCE, RI

Past

April 3, 2002 - October 20, 2004

QUICK & REILLY, INC.

CRD#: 11217

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

WHALEROCK POINT PARTNERS, LLC

WHALE ROCK CAPITAL PARTNERS, LLC | WHALEROCK POINT PARTNERS, LLC | WHALEROCK CAPITAL PARTNERS, LLC

CRD#: 140781 / SEC#: 801-66848

RIA

Registered Investment Advisory firm - (6/12/2006 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Connecticut
(11/15/2017)

IAR

Florida
(12/26/2023)

IAR

Rhode Island
(7/25/2018)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

IAR

Series 66

Date: 9/22/2006

Uniform Combined State Law Examination

State Security Law Exam

Series 63

Date: 4/19/2002

Uniform Securities Agent State Law Examination

General Industry/Product Exam

Series 7

Date: 4/2/2002

General Securities Representative Examination

Current Firm

WHALEROCK POINT PARTNERS, LLC

WHALE ROCK CAPITAL PARTNERS, LLC | WHALEROCK POINT PARTNERS, LLC | WHALEROCK CAPITAL PARTNERS, LLC

CRD#: 140781 / SEC#: 801-66848

RIA

Registered Investment Advisory firm - (6/12/2006 Approved)

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Contact information

Main Address

One Turks Head Place Suite 1400, Providence, RI 02903-2205

Mailing Address

Phone number

(401) 228-7799

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (6 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

WHALEROCK POINT PARTNERS, LLC FORM ADV PART 2B (3/28/2025)

WHALEROCK POINT PARTNERS, LLC FORM ADV PART 2 (3/28/2025)

Regulatory assets under management

Total Number of Accounts	319
AUM (Assets Under Management)	$ 757,392,455

Accountant surprise examination report

Filing Date	Form ADV-E Cover	Form ADV-E Report
06/17/2025	Cover Page	Report
06/17/2025	Cover Page	Report
08/19/2024	Cover Page	Report

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Advisor Monitoring

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Tyson C. Reed

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Tyson Carter Reed SR.'s CRS (Customer Relationship Summary).

Certified licenses

Experience

J.P. MORGAN SECURITIES LLC

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

BANC OF AMERICA INVESTMENT SERVICES, INC.

BANC OF AMERICA INVESTMENT SERVICES, INC.

QUICK & REILLY, INC.

Primary Firm SEC Registration

WHALEROCK POINT PARTNERS, LLC

State Registrations and Notice Filings

Exams

Series 66

Date: 9/22/2006

Series 63

Date: 4/19/2002

Series 7

Date: 4/2/2002

Current Firm

WHALEROCK POINT PARTNERS, LLC

Contact information

SEC notice filing (6 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Accountant surprise examination report

Red Flags

Company Information

WHALEROCK POINT PARTNERS, LLC

TRUST BUT VERIFY

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