Gurterath M. Buttar
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Gurterath Manni Singh Buttar was a registered financial professional .
Gurterath is a previously registered financial professional and started their career in finance in 2002. Gurterath had worked at 2 firms and has passed the Series 27 exam.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 8, 2008 - November 25, 2015
MERCATOR ASSOCIATES, LLC
May 24, 2002 - December 3, 2007
HAMPTON SECURITIES (USA), INC.
State Registrations and Notice Filings
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Exams
Current Firm
MERCATOR ASSOCIATES, LLC
CRD#: 112903 / SEC#: , 8-53274
Contact information
Documents
Disclosures
| Regulatory Event | 7 |
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