Mel J. Casey

FBB CAPITAL PARTNERS

Bethesda, MD 20814

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CRD#: 4511778

Professional summary

Mel Joseph Casey is a registered financial advisor currently at FBB CAPITAL PARTNERS located in Bethesda, Maryland.

Mel is registered as an IAR (Investment Advisor Representative) and started their career in finance in 2004. Mel has worked at 3 firms and has passed the Series 63, SIE, Series 55 and Series 7 exams.

Question & Answer

Are you a "fiduciary"?

Yes

Aliases

None

Other business activities

Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.

Firm: C.G. Medici & Co. / Investment-related: Yes / Address: 1620 Dekalb St., Norristown, PA 19401 / Nature of Business: Autonomous SEC RIA that provides financial planning services through a phone application / Position: Board of Advisors / Start Date: March 2021 / Hours per month: 4 / Hours during trading hours: 0 / Duties: Provide feedback on product development for online financial planning application

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mel Joseph Casey's CRS (Customer Relationship Summary).

CRS (Customer Relationship Summary)

Certified licenses

Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®

None

Experience

Current

November 10, 2021 - Present

FBB CAPITAL PARTNERS

Office #1: 4520 East-west Highway Suite 450, Bethesda, MD 20814

RIA

CRD#: 108967

Bethesda, MD

Past

February 13, 2012 - February 3, 2016

COMPASS POINT RESEARCH & TRADING, LLC

CRD#: 126258

WASHINGTON, DC

Past

May 21, 2004 - November 4, 2011

KEEFE, BRUYETTE & WOODS, INC.

CRD#: 481

NEW YORK, NY

Primary Firm SEC Registration

This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".

FBB CAPITAL PARTNERS

FBB CAPITAL PARTNERS | WEALTHTRUST·FBB | WEALTHTRUST | FULTON BREAKEFIELD BROENNIMAN,LLC

CRD#: 108967 / SEC#: 801-57836

RIA

Registered Investment Advisory firm - (8/4/2000 Approved)

State Registrations and Notice Filings

Listed states reflect where the advisor is authorized to serve clients under state regulations.

IAR

means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.

Highlighted states indicate IAR registrations

IAR

Maryland
(11/10/2021)

IAR

Virginia
(2/3/2022)

Don't see your state listed? The advisor may still be able to work with you under the federal De Minimis Rule, which allows up to five investment advisory clients in a state without registration. Some states, like TX, LA, NE, and NH, may still require registration or notice filing. Contact the advisor or their firm to confirm their investment advisory availability in your state.

Exams

State Security Law Exam

Series 63

Date: 6/15/2004

Uniform Securities Agent State Law Examination

General Industry/Product Exam

SIE

Date: 2/3/2016

Securities Industry Essentials Examination

General Industry/Product Exam

Series 55

Date: 7/22/2004

Limited Representative-Equity Trader Exam

General Industry/Product Exam

Series 7

Date: 5/20/2004

General Securities Representative Examination

Current Firm

FBB CAPITAL PARTNERS

FBB CAPITAL PARTNERS | WEALTHTRUST·FBB | WEALTHTRUST | FULTON BREAKEFIELD BROENNIMAN,LLC

CRD#: 108967 / SEC#: 801-57836

RIA

Registered Investment Advisory firm - (8/4/2000 Approved)

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Contact information

Main Address

4520 East-west Highway Suite 450, Bethesda, MD 20814

Mailing Address

Phone number

(301) 657-8870

Established

Firm type

Fiscal year end

# of Employees

SEC notice filing (23 States and Territories)

Documents

Customer Relationship Summary (CRS / SEC)

Latest Form ADV

Part 2 Brochures

FORM ADV PART 2A (10/2/2025)

Regulatory assets under management

Total Number of Accounts	2,990
AUM (Assets Under Management)	$ 2,161,443,887

Red Flags

Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.

Check for any disclosures as part of your thorough research when choosing an advisor.

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Firm Stability Insights

Mel J. Casey

Professional summary

Question & Answer

Aliases

Other business activities

Blog Corner

CRS (Client Relationship Summary) - RIA

Click below to view Mel Joseph Casey's CRS (Customer Relationship Summary).

Certified licenses

Experience

COMPASS POINT RESEARCH & TRADING, LLC

KEEFE, BRUYETTE & WOODS, INC.

Primary Firm SEC Registration

FBB CAPITAL PARTNERS

State Registrations and Notice Filings

Exams

Series 63

Date: 6/15/2004

SIE

Date: 2/3/2016

Series 55

Date: 7/22/2004

Series 7

Date: 5/20/2004

Current Firm

FBB CAPITAL PARTNERS

Contact information

SEC notice filing (23 States and Territories)

Documents

Part 2 Brochures

Regulatory assets under management

Red Flags

Company Information

FBB CAPITAL PARTNERS

TRUST BUT VERIFY

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