Michael S. Walsh
Professional summary
Michael Scott Walsh, who also goes by Mike Walsh, is a registered financial professional currently at COREBRIDGE CAPITAL SERVICES, INC. located in Los Angeles, California.
Michael is registered as a RR (Registered Representative) and started their career in finance in 2002. Michael has worked at 3 firms and has passed the Series 63, SIE, Series 6 and Series 26 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Michael Scott Walsh's CRS (Customer Relationship Summary).
Certified licenses
Experience
June 28, 2013 - Present
COREBRIDGE CAPITAL SERVICES, INC.
Office #1: 10880 Wilshire Boulevard Suite 1101, Los Angeles, CA 90024-4101May 17, 2013 - June 28, 2013
AMERICAN GENERAL EQUITY SERVICES CORPORATION
March 28, 2002 - April 19, 2012
SUN LIFE FINANCIAL DISTRIBUTORS, INC.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(6/28/2013)
(9/8/2021)
(9/28/2023)
(9/27/2023)
Exams
FINRA
Current Firm
COREBRIDGE CAPITAL SERVICES, INC.
CRD#: 13158 / SEC#: , 8-28733
Contact information
FINRA licenses (52 States and Territories)
Documents
Disclosures
| Regulatory Event | 1 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
