Po W. Lin
Professional summary
Po Wei Lin is a registered financial professional currently at THE LEADERS GROUP, INC. located in Summit, New Jersey.
Po is registered as a RR (Registered Representative) and started their career in finance in 2002. Po has worked at 6 firms and has passed the Series 66, Series 63, Series 57TO, Series 52TO, Series 6TO, Series 62, SIE, Series 55, Series 7, Series 53, Series 10, Series 9 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Po Wei Lin's CRS (Customer Relationship Summary).
Certified licenses
Experience
January 2, 2015 - Present
THE LEADERS GROUP, INC.
Office #1: 475 Springfield Ave, Summit, NJ 07901August 29, 2013 - December 31, 2014
TRANSAMERICA FINANCIAL ADVISORS, LLC
August 7, 2013 - December 31, 2014
TRANSAMERICA FINANCIAL ADVISORS, LLC
July 29, 2010 - December 2, 2011
MML INVESTORS SERVICES, LLC
January 28, 2010 - December 2, 2011
MML INVESTORS SERVICES, LLC
July 11, 2006 - January 13, 2010
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
April 21, 2006 - January 13, 2010
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC
March 3, 2003 - April 13, 2006
FIS BROKERAGE & SECURITIES SERVICES LLC
March 19, 2002 - March 3, 2003
RUMSON CAPITAL, LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(1/2/2015)
(1/2/2015)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 52TO
Date: 1/2/2023
Municipal Securities Representative ExaminationSeries 6TO
Date: 1/2/2023
Investment Company Products/Variable Contracts Representative ExaminationSeries 62
Date: 1/2/2023
Corporate Securities Limited Representative ExaminationSeries 55
Date: 6/30/2002
Limited Representative-Equity Trader ExamFINRA
Current Firm
THE LEADERS GROUP, INC.
CRD#: 37157 / SEC#: , 8-47639
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 4 |
Red Flags
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