Darren E. Goldberg
Professional summary
Darren Earl Goldberg is a registered financial professional currently at BMO NESBITT BURNS SECURITIES LTD. .
Darren is registered as a RR (Registered Representative) and started their career in finance in 2002. Darren has worked at 3 firms and has passed the Series 63, SIE and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Darren Earl Goldberg's CRS (Customer Relationship Summary).
Certified licenses
Experience
November 24, 2014 - Present
BMO NESBITT BURNS SECURITIES LTD.
Office #1: 1 First Canadian Place 39th Floor, Toronto, Ontario, M5X 1H3November 23, 2011 - March 27, 2014
DESJARDINS SECURITIES INTERNATIONAL INC.
April 10, 2002 - July 14, 2011
NBF SECURITIES (USA) CORP.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(11/27/2018)
(11/26/2018)
(3/21/2019)
(11/1/2017)
Exams
FINRA
Current Firm
BMO NESBITT BURNS SECURITIES LTD.
CRD#: 44057 / SEC#: , 8-50538
Contact information
FINRA licenses (53 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BMO NESBITT BURNS INC. | PARENT OF BMO NESBITT BURNS SECURITIES LTD. | |
| BROWN, WILLIAM A L | DIRECTOR | 3144046 |
| FERMAN, BRUCE AARON | CHAIRMAN OF THE BOARD | 6304645 |
| GIGLIOTTI, STEPHEN MICHAEL | CHIEF COMPLIANCE OFFICER | 3063688 |
| LAKE, STEPHANIE ANN | DIRECTOR | 5845009 |
| NARINE, IAN KENNETH | CHIEF FINANCIAL OFFICER | 7570073 |
| PERSAUD, DEVANAND NMN | PRESIDENT | 4779881 |
| RIGANTE, MAURO | DIRECTOR | 8124545 |
Disclosures
| Regulatory Event | 1 |
Red Flags
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