Douglas Gordon Clark
Professional Summary
Douglas Gordon Clark is a registered financial advisor currently at TMX ALPHA US, LLC. Douglas is registered as a RR (Registered Representative) and started their career in finance in 2002. Douglas has worked at 4 firms and has passed the Series 63, Series 99TO, Series 7TO, SIE, Series 55, Series 37 and Series 24 exams.
At a Glance
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Fiduciary Standard
Fee Structure
Account Minimum
Active Clients
Other Aliases
There are no additional aliases reported.
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Videos & Posts
This advisor has not added any videos or posts yet.
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Contact Information
This advisor has not claimed their profile yet, so there is no contact information to display at this time.
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Disclosures on record.
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Years of Experience
24 years in the financial services industry
Current & Past Employments
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Current Firm
TMX ALPHA US, LLC | TSX ALPHA U.S., INC.
Contact Information
Main Address
225 Liberty St, Suite 2310, New York, NY 10281Mailing Address
225 Liberty St, Suite 2310, New York, NY 10281Phone Number
(332) 900-6690Established
Delaware since 11/01/2025Firm Type
Limited Liability CompanyFiscal Year End
DecemberFirm Size
SmallFINRA licenses (8 States and Territories)
Registered to provide investment advisory services in 0 US states and territories.
Documents
Direct owners and executive officers
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Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
The advisor shows no other business activity.
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State Registrations and Notice Filings
(10/1/2024)
(1/22/2025)
(10/1/2024)
(6/10/2024)
(10/1/2024)
Exams
Financial professionals may take different exams throughout their careers based on the types of services they provide and roles they perform.
Series 55 — Limited Representative-Equity Trader Exam
Passed Dec 2003Series 37 — Canada Module of the General Securities Registered Representative (With Options Questions)
Passed May 2002SRO Registrations
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CRS (Client Relationship Summary) - BD
Click below to view Douglas Gordon Clark's CRS (Customer Relationship Summary).
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