Douglas G. Clark
Professional summary
Douglas Gordon Clark is a registered financial professional currently at TMX ALPHA US, LLC .
Douglas is registered as a RR (Registered Representative) and started their career in finance in 2002. Douglas has worked at 4 firms and has passed the Series 63, Series 99TO, Series 7TO, SIE, Series 55, Series 37 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Douglas Gordon Clark's CRS (Customer Relationship Summary).
Certified licenses
Experience
May 31, 2024 - Present
TMX ALPHA US, LLC
Office #1: 100 Adelaide Street West, Toronto, M5H 1S3May 20, 2019 - December 2, 2019
VIRTU AMERICAS LLC
February 18, 2011 - December 2, 2019
VIRTU ITG LLC
July 16, 2007 - January 7, 2011
BMO NESBITT BURNS SECURITIES LTD.
May 22, 2002 - June 21, 2007
VIRTU ITG LLC
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(10/1/2024)
(1/22/2025)
(10/1/2024)
(6/10/2024)
(10/1/2024)
(10/1/2024)
(10/1/2024)
(10/1/2024)
Exams
Series 99TO
Date: 5/31/2024
Operations Professional ExaminationSeries 7TO
Date: 4/29/2024
General Securities Representative ExaminationSeries 55
Date: 12/12/2003
Limited Representative-Equity Trader ExamSeries 37
Date: 5/21/2002
Canada Module of the General Securities Registered Representative (With Options Questions)FINRA
Current Firm
TMX ALPHA US, LLC
CRD#: 329008 / SEC#: , 8-71182
Contact information
FINRA licenses (10 States and Territories)
Documents
Red Flags
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Company Information
TMX ALPHA US, LLC
CRD#: 329008Toronto, M5H 1S3TRUST BUT VERIFY
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