JM
Joseph A. Murto
CETERA INVESTMENT ADVISERS LLC
GOLDEN, CO
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CRD#: 4509024
JM
Professional summary
Joseph Anthony Murto, who also goes by Joe Murto, is a registered financial advisor currently at CETERA INVESTMENT ADVISERS LLC located in Golden, Colorado and CETERA ADVISORS LLC located in Golden, Colorado.
Joseph is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Joseph has worked at 4 firms and has passed the Series 66, SIE and Series 7 exams.
Question & Answer
Are you a "fiduciary"?
Yes
Aliases
Joe Murto
Other business activities
Outside business activity is any business or activity undertaken by an advisor that is outside the scope of their relationship with their firm (e.g., consulting services, real estate, freelance work, teaching, etc.). Investors should stay informed about these activities to ensure no conflicts of interest.
1. NAME OF OTHER BUSINESS: ALPINE WEALTH MANAGEMENT, LLC; INVESTMENT RELATED: YES; ADDRESS: 6400 GOLDSBORO RD STE 550, BETHESDA, MD 20817; NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES; START DATE: 06/2018; POSITION/TITLE/RELATIONSHIP: OWNER / FINANCIAL ADVISOR; APX NUMBER OF HOURS PER WEEK: 40; APX NUMBER OF HOURS DURING TRADING HOURS: 32.5; BRIEF DESCRIPTION OF DUTIES: DBA FOR FINANCIAL SERVICES; 2. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES; INVESTMENT RELATED: YES; ADDRESS: SAME AS REGISTERED LOCATION; NATURE OF BUSINESS: FIXED INSURANCE; START DATE: 08/2019; APX NUMBER OF HOURS PER WEEK: 2; APX NUMBER OF HOURS DURING TRADING HOURS: 2; POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT; BRIEF DESCRIPTION OF DUTIES: SELLS LIFE, DISABILITY ANNUITIES AND LONG-TERM CARE; 3. NAME OF OTHER BUSINESS: DEEP POWDER HOMES; INVESTMENT RELATED: NO; ADDRESS: 1211 W. KEYSTONE RD, #2730, DILLON, CO 80435; NATURE OF BUSINESS: RENTAL HOME; START DATE: 11/2020; POSITION/TITLE/RELATIONSHIP: OWNER; APX NUMBER OF HOURS PER WEEK: 1; APX NUMBER OF HOURS DURING TRADING HOURS: 0; BRIEF DESCRIPTION OF DUTIES: OVERSEE LOCAL PROPERTY MANAGER & BOOKINGS THROUGH AIRBNB;
CRS (Client Relationship Summary) - RIA
Click below to view Joseph Anthony Murto's CRS (Customer Relationship Summary).
Certified licenses
Advisors may have various certifications and credentials from different organizations. AdvisorCheck highlights these seven certifications - AIF®, CFP®, ChFC®, CFA, CLU®, CIMA®, CPWA®
NoneExperience
Current
March 21, 2024 - Present
CETERA INVESTMENT ADVISERS LLC
Office #2: 14143 Denver West Parkway Suite 100, Golden, CO 80401RIA
CRD#: 105644
GOLDEN, CO
Current
July 6, 2018 - Present
CETERA ADVISORS LLC
Office #1: 14143 Denver West Parkway Suite 100, Golden, CO 80401BD
CRD#: 10299
GOLDEN, CO
Past
July 6, 2018 - March 21, 2024
CETERA ADVISORS LLC
RIA
CRD#: 10299
GOLDEN, CO
Past
June 12, 2002 - July 10, 2018
AMERIPRISE FINANCIAL SERVICES, LLC
RIA
CRD#: 6363
BETHESDA, MD
Past
April 29, 2002 - July 3, 2006
IDS LIFE INSURANCE COMPANY
BD
CRD#: 6321
MINNEAPOLIS, MN
Past
April 29, 2002 - July 10, 2018
AMERIPRISE FINANCIAL SERVICES, LLC
BD
CRD#: 6363
BETHESDA, MD
Primary Firm SEC Registration
This SEC-registered firm can serve clients nationwide. Some states may require the firm to submit a notice filing if the firm has more than 5 clients or a physical office there. You can view these state-level filings under the section titled "State Registrations and Notice Filings".
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
IAR
means the advisor is registered as an Investment Advisor Representative in this state and is authorized to provide investment advice to clients there.RR
indicates the advisor is registered as a Registered Representative in this state, allowing them to offer securities such as stocks, bonds, and mutual funds through a broker-dealer.Visual representation of state registrations
RR
Alabama(9/11/2019)
RR
California(7/6/2018)
RR
Colorado(7/6/2018)
IAR
Colorado(8/16/2024)
RR
Delaware(7/6/2018)
RR
District of Columbia(7/6/2018)
RR
Florida(7/6/2018)
RR
Georgia(8/27/2021)
RR
Maine(7/6/2018)
RR
Maryland(7/6/2018)
RR
Massachusetts(7/1/2019)
RR
New York(2/24/2021)
RR
North Carolina(7/12/2018)
RR
Pennsylvania(7/6/2018)
RR
South Carolina(7/6/2018)
RR
Virginia(7/6/2018)
RR
Washington(7/10/2018)
Exams
State Security Law Exam
General Industry/Product Exam
General Industry/Product Exam
SRO Registrations
RR
FINRA
Current Firm
CI
CETERA INVESTMENT ADVISERS LLC
CETERA ADVISOR NETWORKS | TERRA FINANCIAL PLANNING GROUP LTD | GENWORTH FINANCIAL ADVISERS CORPORATION | FIRST ALLIED ADVISORY SERVICES | CETERA INVESTMENT ADVISERS LLC | CETERA ADVISORS
CRD#: 105644 / SEC#: 801-20406
RIA
Registered Investment Advisory firm - (1/13/1984 Approved)Upgrade to AdvisorCheck Premium
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Contact information
Main Address
1450 American Lane 6th Floor, Suite 650, Schaumburg, IL 60173-2096
Mailing Address
Phone number
(310) 257-7880
Established
Firm type
Fiscal year end
# of Employees
7,705
SEC notice filing (53 States and Territories)
Regulatory assets under management
| Total Number of Accounts | 584,487 |
| AUM (Assets Under Management) | $ 163,792,814,520 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 10/27/2025 | ||
| 12/13/2024 | ||
| 09/26/2023 | ||
| 11/18/2022 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
