Douglas J. Harper
Professional summary
Being a previously registered professional could mean that this person is no longer operating under the supervision of the SEC or FINRA.
That means that the Securities and Exchange Commission may not be able to oversee the services that this specific professional is providing.
Douglas James Harper, who also goes by Doug Harper, Douglas J. Harper, Douglas J. Harper, was a registered financial professional .
Douglas is a previously registered financial professional and started their career in finance in 2002. Douglas had worked at 8 firms and has passed the Series 63, SIE, Series 7 and Series 24 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary)
The CRS(Customer Relationship Summary) document is not provided.
Certified licenses
Experience
July 19, 2021 - July 1, 2024
BENTALLGREENOAK REAL ESTATE US LLC
February 18, 2016 - August 27, 2020
PRINCIPAL FUNDS DISTRIBUTOR, INC.
June 6, 2011 - April 13, 2016
PRINCIPAL SECURITIES, INC.
June 24, 2008 - April 8, 2011
UBS FUND SERVICES (USA) LLC
October 31, 2006 - June 24, 2008
WAYPOINT DIRECT INVESTMENTS, LLC
February 2, 2005 - October 17, 2006
BLACKROCK INVESTMENTS, LLC
June 25, 2003 - February 9, 2005
MSI FINANCIAL SERVICES, INC.
December 9, 2002 - June 30, 2003
METRIC CAPITAL CORPORATION
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
Exams
Current Firm
BENTALLGREENOAK REAL ESTATE US LLC
CRD#: 157909 / SEC#: , 8-68869
Contact information
FINRA licenses (51 States and Territories)
Direct owners and executive officers
| Name | Position | CRD# |
|---|---|---|
| BGO US REAL ESTATE LP | MEMBER | 157034 |
| CAMPBELL, MATTHEW GEORGE ANGUS | MANAGING PARTNER,GENERAL COUNSEL AND CHIEF RISK OFFICER | 6279758 |
| GROSSER, SHAWN D | CHIEF COMPLIANCE OFFICER | 5328672 |
| NIEHAUS, CHRISTOPHER J | MANAGING PARTNER, HEAD OF U.S. | 2036937 |
| PRICE, AMY GUNTHER | CHIEF EXECUTIVE OFFICER | 2378816 |
| ROSS, ELIZA ANN | FINOP, PRINCIPAL FINANCIAL OFFICER, PRINCIPAL OPERATIONS OFFICER | 7315851 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
