Ronaldi Gunawan
Professional summary
Ronaldi Gunawan, who also goes by Ron Gunawan, is a registered financial professional currently at GREAT POINT CAPITAL LLC located in Austin, Texas.
Ronaldi is registered as a RR (Registered Representative) and started their career in finance in 2002. Ronaldi has worked at 3 firms and has passed the Series 63, Series 57TO, SIE, Series 55 and Series 7 exams.
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - BD
Click below to view Ronaldi Gunawan's CRS (Customer Relationship Summary).
Certified licenses
Experience
September 28, 2010 - Present
GREAT POINT CAPITAL LLC
Office #1: 12301 Research Blvd, Bldg 4 Suite 270, Austin, TX 78759October 20, 2003 - July 26, 2010
FIS BROKERAGE & SECURITIES SERVICES LLC
February 21, 2002 - October 22, 2003
WORLDCO, L.L.C.
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(4/3/2017)
Exams
Series 57TO
Date: 1/2/2023
Securities Trader ExamSeries 55
Date: 10/3/2001
Limited Representative-Equity Trader ExamFINRA
Current Firm
GREAT POINT CAPITAL LLC
CRD#: 114203 / SEC#: , 8-53402
Contact information
FINRA licenses (52 States and Territories)
Disclosures
| Regulatory Event | 11 |
Red Flags
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