Laurie A. Ovesen
Professional summary
Laurie Ann Ovesen, who also goes by Laurie Ann Ovesen, Laurie Ovesen, is a registered financial advisor currently at STRATEGIC ADVISERS LLC located in Sequim, Washington and FIDELITY BROKERAGE SERVICES LLC located in Seattle, Washington.
Laurie is registered as an IAR (Investment Advisor Representative) and RR (Registered Representative) and started their career in finance in 2002. Laurie has worked at 11 firms and has passed the Series 65, Series 63, SIE, Series 31 and Series 7 exams.
Biography
Question & Answer
Aliases
Other business activities
CRS (Client Relationship Summary) - RIA
Click below to view Laurie Ann Ovesen's CRS (Customer Relationship Summary).
Certified licenses
Education
University of Phoenix
Master of Business Administration (MBA) - Business Administration
2002
University of California, Davis
Bachelor of Arts (BA) - History
1986
Experience
March 31, 2025 - Present
STRATEGIC ADVISERS LLC
Office #2: 1518 6th Ave, Seattle, WA 98101-1706November 14, 2018 - Present
FIDELITY BROKERAGE SERVICES LLC
Office #1: 1518 6th Ave, Seattle, WA 98101November 21, 2018 - March 31, 2025
FIDELITY PERSONAL AND WORKPLACE ADVISORS
February 16, 2017 - October 22, 2018
MORGAN STANLEY
February 16, 2017 - October 22, 2018
MORGAN STANLEY
December 8, 2015 - February 9, 2017
CETERA INVESTMENT ADVISERS LLC
September 23, 2015 - February 9, 2017
CETERA INVESTMENT SERVICES LLC
November 6, 2009 - March 12, 2015
PRINCIPAL FUNDS DISTRIBUTOR, INC.
September 13, 2007 - March 30, 2015
PRINCIPAL SECURITIES, INC.
January 20, 2004 - August 17, 2007
PRINCIPAL FUNDS DISTRIBUTOR, INC.
March 25, 2003 - January 20, 2004
FARMERS FINANCIAL SOLUTIONS, LLC
February 13, 2003 - February 20, 2003
MORGAN STANLEY DW INC.
September 5, 2002 - February 20, 2003
MORGAN STANLEY DW INC.
August 6, 2002 - August 26, 2002
WORLD GROUP SECURITIES, INC.
Primary Firm SEC Registration
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
State Registrations and Notice Filings
Listed states reflect where the advisor is authorized to serve clients under state regulations.
Visual representation of state registrations
(3/1/2024)
(5/19/2022)
(8/13/2021)
(11/15/2018)
(8/8/2020)
(4/23/2020)
(4/23/2020)
(11/26/2018)
(2/25/2021)
(4/23/2020)
(8/1/2023)
(10/9/2020)
(11/4/2021)
(11/4/2021)
(8/8/2020)
(11/16/2020)
(8/8/2020)
(11/4/2021)
(4/23/2020)
(4/23/2020)
(3/14/2023)
(4/23/2020)
(2/28/2024)
(2/12/2020)
(3/31/2025)
(3/25/2023)
(2/12/2021)
(11/14/2018)
(3/31/2025)
(4/23/2025)
Exams
FINRA
New York Stock Exchange
Current Firm
STRATEGIC ADVISERS LLC
CRD#: 104555 / SEC#: 801-13243
Contact information
SEC notice filing (52 States and Territories)
Documents
Regulatory assets under management
| Total Number of Accounts | 2,486,631 |
| AUM (Assets Under Management) | $ 1,067,664,605,590 |
Accountant surprise examination report
| Filing Date | Form ADV-E Cover | Form ADV-E Report |
|---|---|---|
| 09/24/2025 |
Red Flags
Disclosures can be potential red flags, including customer disputes, regulatory fines, employer terminations, bankruptcies, judgments, liens, or certain criminal activities.
Check for any disclosures as part of your thorough research when choosing an advisor.
Company Information
STRATEGIC ADVISERS LLC
Financial ConsultantCRD#: 104555Sequim, WATRUST BUT VERIFY
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